Insider holders · CIK 0001230245
PIPER SANDLER COMPANIES · PIPR
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Andrew S DuffDirector | 185,485 | 10 | 185,495 | Feb 20, 2019 · 4:03 pm EST | Form 4 |
| Michael E FrazierDirector | 161,639 | — | 161,639 | May 12, 2017 · 3:59 pm EDT | Form 4 |
| Brian R SterlingDirector | 104,943 | — | 104,943 | Sep 14, 2026 · 5:15 pm EDT | Form 4 |
| Philip SoranDirector | 81,847 | — | 81,847 | Sep 14, 2026 · 5:14 pm EDT | Form 4 |
| James P BakerGlobal Co-Head IB and Cap Mkts | 45,253 | 25,699 | 70,952 | Feb 20, 2019 · 4:02 pm EST | Form 4 |
| Scott C TaylorDirector | 68,105 | — | 68,105 | Sep 14, 2026 · 5:16 pm EDT | Form 4 |
| Chad R AbrahamCo-Head Global IB and Cap Mkts | 60,724 | 0 | 60,724 | Feb 20, 2019 · 4:02 pm EST | Form 4 |
| R Scott LaRueHead Global IB and Cap Mkts | 10,967 | 48,673 | 59,640 | Feb 20, 2019 · 4:04 pm EST | Form 4 |
| Jeffrey P KlinefelterGlobal Head of Equities | 54,759 | 0 | 54,759 | May 24, 2017 · 4:06 pm EDT | Form 4 |
| Francis E Fairman IVHead, Public Finance Services | 47,469 | 0 | 47,469 | Feb 5, 2018 · 4:37 pm EST | Form 4 |
| Martin Bradley WingesHead of Fixed Income Services | 46,133 | 0 | 46,133 | Jul 31, 2017 · 4:03 pm EDT | Form 4 |
| Debbra L. SchonemanPresident | 46,037 | — | 46,037 | Feb 20, 2019 · 4:04 pm EST | Form 4 |
| Victoria M HoltDirector | 31,942 | — | 31,942 | Sep 14, 2026 · 5:11 pm EDT | Form 4 |
| Addison L PiperDirector | 28,333 | 50 | 28,383 | Dec 18, 2018 · 5:01 pm EST | Form 4 |
| Christopher D CrawshawHead of Asset Management | 26,583 | 0 | 26,583 | Aug 8, 2017 · 5:31 pm EDT | Form 4 |
| Robbin MitchellDirector | 15,797 | — | 15,797 | Sep 14, 2026 · 5:13 pm EDT | Form 4 |
| William R FitzgeraldDirector | 15,448 | — | 15,448 | Jan 3, 2019 · 4:03 pm EST | Form 4 |
| Thomas Gregory SmithChief Strategy Officer | 15,279 | — | 15,279 | Jul 31, 2017 · 4:02 pm EDT | Form 4 |
| B Kristine JohnsonDirector | 10,580 | 4,330 | 14,910 | Dec 18, 2018 · 5:01 pm EST | Form 4 |
| Lisa PolskyDirector | 14,254 | — | 14,254 | May 14, 2015 · 5:14 pm EDT | Form 4 |
| Michele VolpiDirector | 12,342 | — | 12,342 | May 18, 2018 · 11:37 am EDT | Form 4 |
| John W GeelanGeneral Counsel | 11,235 | — | 11,235 | Feb 20, 2019 · 4:04 pm EST | Form 4 |
| Christine N EsckilsenChief of Human Capital | 8,425 | — | 8,425 | May 24, 2017 · 4:04 pm EDT | Form 4 |
| Ann C GalloDirector | 8,093 | — | 8,093 | Sep 14, 2026 · 5:09 pm EDT | Form 4 |
| Sherry M SmithDirector | 6,009 | — | 6,009 | Dec 18, 2018 · 5:02 pm EST | Form 4 |
| Timothy L CarterChief Financial Officer | 5,580 | — | 5,580 | Feb 20, 2019 · 4:03 pm EST | Form 4 |
| Stuart C. Harvey Jr.President and COO | 4,000 | — | 4,000 | Nov 8, 2016 · 5:41 pm EST | Form 4 |
| Wendy Lee SchoppertDirector | 1,396 | — | 1,396 | Sep 23, 2026 · 4:16 pm EDT | Form 4 |
| Thomas S Schreier Jr.Director | 323 | — | 323 | Oct 5, 2018 · 10:59 am EDT | Form 3/A |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.