SEC Form 3/A · accession 0001230245-18-000105
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas S Schreier Jr.
Director
Period of report
Sep 14, 2018
Accepted (ET)
Oct 5, 2018 · 10:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 323 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 3 amendment includes an additional 147 shares benficially owned by the reporting person which were previously unreported on the original Form 3 filed on September 18, 2018.