SEC Form 4 · accession 0001230245-19-000017
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad R Abraham
Officer — Chief Executive Officer · Director
Period of report
Feb 16, 2019
Accepted (ET)
Feb 20, 2019 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2019 | F | 3,229 | $0.00 | D | 55,914 | D | |
| Common Stock | Feb 16, 2019 | F | 1,441 | $0.00 | D | 54,473 | D | |
| Common Stock | Feb 16, 2019 | F | 907 | $0.00 | D | 53,566 | D | |
| Common Stock | Feb 16, 2019 | A | 7,158 | $0.00 | A | 60,724 | D |
Table II — derivative securities
No Table II lines on this filing.