SEC Form 4 · accession 0001230245-19-000021
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Scott LaRue
Officer — Head Global IB and Cap Mkts · Director
Period of report
Feb 16, 2019
Accepted (ET)
Feb 20, 2019 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2019 | F | 3,278 | $0.00 | D | 13,808 | D | |
| Common StockF1 | Feb 16, 2019 | G | 4,073 | $0.00 | D | 9,735 | D | |
| Common StockF2 | Feb 16, 2019 | G | 4,073 | $0.00 | A | 46,561 | I | Through Living Trust |
| Common Stock | Feb 16, 2019 | F | 1,378 | $0.00 | D | 8,357 | D | |
| Common StockF1 | Feb 16, 2019 | G | 1,411 | $0.00 | D | 6,946 | D | |
| Common StockF2 | Feb 16, 2019 | G | 1,411 | $0.00 | A | 47,972 | I | Through Living Trust |
| Common Stock | Feb 16, 2019 | F | 684 | $0.00 | D | 6,262 | D | |
| Common StockF1 | Feb 16, 2019 | G | 701 | $0.00 | D | 5,561 | D | |
| Common StockF2 | Feb 16, 2019 | G | 701 | $0.00 | A | 48,673 | I | Through Living Trust |
| Common Stock | Feb 16, 2019 | A | 5,406 | $0.00 | A | 10,967 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.
- F2The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.