SEC Form 4 · accession 0001230245-19-000019
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy L Carter
Officer — Chief Financial Officer
Period of report
Feb 16, 2019
Accepted (ET)
Feb 20, 2019 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2019 | F | 74 | $0.00 | D | 4,418 | D | |
| Common Stock | Feb 16, 2019 | F | 23 | $0.00 | D | 4,395 | D | |
| Common Stock | Feb 16, 2019 | F | 59 | $0.00 | D | 4,336 | D | |
| Common Stock | Feb 16, 2019 | A | 1,244 | $0.00 | A | 5,580 | D |
Table II — derivative securities
No Table II lines on this filing.