SEC Form 4/A · accession 0001230245-15-000080
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John W Geelan
Officer — General Counsel
Period of report
Feb 17, 2015
Accepted (ET)
Apr 1, 2015 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | F | 60 | $54.56 | D | 938 | D | |
| Common StockF1 | Feb 18, 2015 | A | 718 | $0.00 | A | 1,656 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment corrects an inaccurate reporting of the number of shares withheld in connection with the payment of taxes. This amendment also corrects an error to the reported total beneficial holdings that resulted from the inaccuracy in the reported number of shares withheld.