SEC Form 4/A · accession 0001230245-16-000225
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Martin Bradley Winges
Officer — CIO and Head of Fixed Income
Period of report
Feb 16, 2016
Accepted (ET)
Mar 4, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2016 | F | 2,635 | $41.58 | D | 40,649 | D | |
| Common Stock | Feb 17, 2016 | F | 842 | $41.95 | D | 39,807 | D | |
| Common StockF2 | Feb 16, 2016 | S | 5,500 | $41.3485 | D | 34,307 | D | |
| Common Stock | Feb 16, 2016 | A | 14,611 | $0.00 | A | 48,918 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct an incorrect date of earliest transaction.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.79 to $41.72 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.