SEC Form 4/A · accession 0001230245-16-000220
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrew S Duff
Officer — Chairman and CEO · Director
Period of report
Feb 16, 2016
Accepted (ET)
Mar 4, 2016 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2016 | F | 2,345 | $41.58 | D | 193,803 | D | |
| Common StockF2 | Feb 17, 2016 | F | 2,957 | $41.95 | D | 190,846 | D | |
| Common Stock | Feb 16, 2016 | A | 46,581 | $0.00 | A | 237,427 | D | |
| Common Stock | holding | — | — | — | 10 | I | By minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct an incorrect date of earliest transaction.
- F2This amendment is being filed to correct a typographical error in the Transaction Date.