SEC Form 4 · accession 0001230245-15-000143
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Fitzgerald
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 1, 2015 · 1:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Oct 1, 2015 | A | 488 | A | — | — | Common Stock | 488 | 2,513 | D |
Explanation of responses
- F11-for-1
- F2The shares of phantom stock become payable, in cash, on the last day of the year in which the person's service as a director terminates.