SEC Form 4 · accession 0001230245-15-000069
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher D Crawshaw
Officer — Head of Asset Management
Period of report
Feb 18, 2015
Accepted (ET)
Feb 27, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | A | 7,790 | $0.00 | A | 71,833 | D | |
| Common StockF2 | holding | — | — | — | 166 | I | By PJC Retirement Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction, in which shares were granted by the issuer to the executive officer in connection with an annual incentive payment, was not filed in a timely manner due to an administrative oversight.
- F2Based on a plan report dated February 9, 2015.