SEC Form 4/A · accession 0001230245-16-000224
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas Gregory Smith
Officer — Chief Strategy Officer
Period of report
Feb 16, 2016
Accepted (ET)
Mar 4, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2016 | F | 91 | $41.58 | D | 12,301 | D | |
| Common Stock | Feb 17, 2016 | F | 98 | $41.95 | D | 12,203 | D | |
| Common Stock | Feb 16, 2016 | A | 1,009 | $0.00 | A | 13,212 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct an incorrect date of earliest transaction.