SEC Form 4 · accession 0001230245-15-000055
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad R Abraham
Officer — Co-Head Global IB and Cap Mkts
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | F | 933 | $55.26 | D | 39,976 | D | |
| Common Stock | Feb 18, 2015 | F | 2,088 | $54.56 | D | 37,888 | D | |
| Common Stock | Feb 18, 2015 | A | 16,593 | $0.00 | A | 54,481 | D | |
| Common StockF1 | holding | — | — | — | 3,416 | I | By PJC Retirement Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Based on a plan report dated February 18, 2015.