SEC Form 4 · accession 0001230245-15-000064
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S Duff
Officer — Chairman and CEO · Director
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2015 | S | 2,858 | $52.9624 | D | 0 | I | By PJC Retirement Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Intra-plan transfer in connection with the elimination of the Piper Jaffray Companies common stock fund as an investment option in the Piper Jaffray Companies Retirement Plan.