Company · CIK 0001230245 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE
PIPER SANDLER COMPANIES · PIPR
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2026 AForm 4 → | Sep 23, 4:16 pm EDT | Wendy Lee SchoppertDirector | 1,396 | — | — | 1,396 | — | |
| Sep 11, 2026 AForm 4 → | Sep 14, 5:16 pm EDT | Scott C TaylorDirector | 91 | — | — | 68,105 | — | |
| Sep 11, 2026 AForm 4 → | Sep 14, 5:15 pm EDT | Brian R SterlingDirector | 33 | — | — | 104,943 | — | |
| Sep 11, 2026 AForm 4 → | Sep 14, 5:14 pm EDT | Philip SoranDirector | 214 | — | — | 81,847 | — | |
| Sep 11, 2026 AForm 4 → | Sep 14, 5:13 pm EDT | Robbin MitchellDirector | 42 | — | — | 15,797 | — | |
| Sep 11, 2026 AForm 4 → | Sep 14, 5:11 pm EDT | Victoria M HoltDirector | 79 | — | — | 31,942 | — | |
| Sep 11, 2026 AForm 4 → | Sep 14, 5:09 pm EDT | Ann C GalloDirector | 22 | — | — | 8,093 | — | |
| Jun 30, 2026 AForm 4 → | Jul 1, 4:09 pm EDT | Brian R SterlingDirector | 345 | — | — | 104,910 | — | |
| Jun 30, 2026 AForm 4 → | Jul 1, 4:08 pm EDT | Philip SoranDirector | 345 | — | — | 81,633 | — | |
| Jun 30, 2026 AForm 4 → | Jul 1, 4:06 pm EDT | Ann C GalloDirector | 345 | — | — | 8,071 | — | |
| Jun 12, 2026 AForm 4 → | Jun 15, 4:29 pm EDT | Scott C TaylorDirector | 87 | — | — | 68,014 | — | |
| Jun 12, 2026 AForm 4 → | Jun 15, 4:28 pm EDT | Brian R SterlingDirector | 31 | — | — | 104,565 | — | |
| Jun 12, 2026 AForm 4 → | Jun 15, 4:26 pm EDT | Philip SoranDirector | 206 | — | — | 81,288 | — | |
| Jun 12, 2026 AForm 4 → | Jun 15, 4:25 pm EDT | Robbin MitchellDirector | 40 | — | — | 15,755 | — | |
| Jun 12, 2026 AForm 4 → | Jun 15, 4:22 pm EDT | Victoria M HoltDirector | 76 | — | — | 31,863 | — | |
| Jun 12, 2026 AForm 4 → | Jun 15, 4:21 pm EDT | Ann C GalloDirector | 20 | — | — | 7,726 | — | |
| Feb 16, 2019 AFForm 4 → | Feb 20, 4:04 pm EST | John W GeelanGeneral Counsel | 828 | — | — | 11,235 | — | plan? |
| Feb 16, 2019 AFForm 4 → | Feb 20, 4:04 pm EST | Debbra L. SchonemanPresident | 4,441 | — | — | 46,037 | — | plan? |
| Feb 16, 2019 AFGForm 4 → | Feb 20, 4:04 pm EST | R Scott LaRueHead Global IB and Cap Mkts, Director | 23,116 | — | — | 10,967 | — | plan? |
| Feb 16, 2019 FForm 4 → | Feb 20, 4:03 pm EST | Andrew S DuffDirector | 8,482 | — | — | 185,485 | — | plan? |
| Feb 16, 2019 AFForm 4 → | Feb 20, 4:03 pm EST | Timothy L CarterChief Financial Officer | 1,400 | — | — | 5,580 | — | plan? |
| Feb 16, 2019 AFForm 4 → | Feb 20, 4:02 pm EST | James P BakerGlobal Co-Head IB and Cap Mkts | 3,996 | — | — | 45,253 | — | plan? |
| Feb 16, 2019 AFForm 4 → | Feb 20, 4:02 pm EST | Chad R AbrahamChief Executive Officer, Director | 12,735 | — | — | 60,724 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 4:03 pm EST | William R FitzgeraldDirector | 265 | — | — | 15,448 | — | plan? |
| Jan 2, 2019 AForm 4 → | Jan 3, 4:02 pm EST | Philip SoranDirector | 397 | — | — | 11,645 | — | plan? |
| Dec 14, 2018 AForm 4 → | Dec 18, 5:03 pm EST | Scott C TaylorDirector | 5 | $66.64 | $333 | 9,129 | — | plan? |
| Dec 14, 2018 AForm 4 → | Dec 18, 5:03 pm EST | Philip SoranDirector | 25 | $66.64 | $1,666 | 11,248 | — | plan? |
| Dec 14, 2018 AForm 4 → | Dec 18, 5:02 pm EST | Sherry M SmithDirector | 28 | $66.64 | $1,866 | 6,009 | — | plan? |
| Dec 14, 2018 AForm 4 → | Dec 18, 5:01 pm EST | Addison L PiperDirector | 21 | $66.64 | $1,399 | 28,333 | — | plan? |
| Dec 14, 2018 AForm 4 → | Dec 18, 5:01 pm EST | B Kristine JohnsonDirector | 11 | $66.64 | $733 | 10,580 | — | plan? |
| Dec 14, 2018 AForm 4 → | Dec 18, 5:00 pm EST | William R FitzgeraldDirector | 85 | $66.64 | $5,664 | 15,183 | — | plan? |
| Dec 12, 2018 GForm 4 → | Dec 12, 4:22 pm EST | Andrew S DuffDirector | 21,769 | — | — | 193,967 | — | plan? |
| Nov 19, 2018 GForm 4 → | Nov 20, 4:18 pm EST | John W GeelanGeneral Counsel | 689 | — | — | 10,875 | — | plan? |
| Oct 1, 2018 AForm 4 → | Oct 3, 4:33 pm EDT | Philip SoranDirector | 350 | — | — | 11,223 | — | plan? |
| Oct 1, 2018 AForm 4 → | Oct 3, 4:32 pm EDT | William R FitzgeraldDirector | 234 | — | — | 15,098 | — | plan? |
| Sep 14, 2018 AForm 4 → | Sep 18, 4:07 pm EDT | Thomas S Schreier Jr.Director | 1,091 | $77.00 | $84,007 | 1,267 | — | plan? |
| Sep 14, 2018 AForm 4 → | Sep 18, 4:06 pm EDT | Scott C TaylorDirector | 4 | $77.00 | $308 | 9,124 | — | plan? |
| Sep 14, 2018 AForm 4 → | Sep 18, 4:05 pm EDT | Philip SoranDirector | 20 | $77.00 | $1,540 | 10,873 | — | plan? |
| Sep 14, 2018 AForm 4 → | Sep 18, 4:04 pm EDT | B Kristine JohnsonDirector | 9 | $77.00 | $693 | 10,569 | — | plan? |
| Sep 14, 2018 AForm 4 → | Sep 18, 4:04 pm EDT | Sherry M SmithDirector | 24 | $77.00 | $1,848 | 5,981 | — | plan? |
| Sep 14, 2018 AForm 4 → | Sep 18, 4:03 pm EDT | William R FitzgeraldDirector | 73 | $77.00 | $5,621 | 14,864 | — | plan? |
| Sep 14, 2018 AForm 4 → | Sep 18, 4:02 pm EDT | Addison L PiperDirector | 18 | $77.00 | $1,386 | 28,312 | — | plan? |
| Aug 6, 2018 GForm 4 → | Aug 7, 5:10 pm EDT | B Kristine JohnsonDirector | 1,768 | — | — | 10,560 | — | plan? |
| Jul 2, 2018 AForm 4 → | Jul 3, 3:38 pm EDT | Philip SoranDirector | 338 | — | — | 10,853 | — | plan? |
| Jul 2, 2018 AForm 4 → | Jul 3, 3:37 pm EDT | William R FitzgeraldDirector | 226 | — | — | 14,791 | — | plan? |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:10 pm EDT | Philip SoranDirector | 18 | $80.10 | $1,442 | 10,515 | — | plan? |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:09 pm EDT | Scott C TaylorDirector | 4 | $80.10 | $320 | 9,120 | — | plan? |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:08 pm EDT | Sherry M SmithDirector | 23 | $80.10 | $1,842 | 5,957 | — | plan? |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:07 pm EDT | Addison L PiperDirector | 18 | $80.10 | $1,442 | 28,294 | — | plan? |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:06 pm EDT | B Kristine JohnsonDirector | 9 | $80.10 | $721 | 12,328 | — | plan? |
| Jun 15, 2018 AForm 4 → | Jun 18, 4:05 pm EDT | William R FitzgeraldDirector | 68 | $80.10 | $5,447 | 14,565 | — | plan? |
| May 21, 2018 FMForm 4 → | May 23, 12:23 pm EDT | Debbra L. SchonemanPresident | 16,970 | — | — | 45,394 | — | plan? |
| May 21, 2018 FGMForm 4 → | May 23, 12:21 pm EDT | R Scott LaRueHead Global IB and Cap Mkts, Director | 19,473 | — | — | 42,488 | — | plan? |
| May 21, 2018 FMForm 4 → | May 23, 12:20 pm EDT | John W GeelanGeneral Counsel | 5,074 | — | — | 11,564 | — | plan? |
| May 21, 2018 FMForm 4 → | May 23, 12:15 pm EDT | Andrew S DuffDirector | 29,799 | — | — | 215,736 | — | plan? |
| May 21, 2018 FMForm 4 → | May 23, 12:14 pm EDT | Chad R AbrahamChief Executive Officer, Director | 11,314 | — | — | 59,143 | — | plan? |
| May 17, 2018 AFForm 4 → | May 18, 11:37 am EDT | Michele VolpiDirector | 1,347 | $77.25 | $24,025 | 12,342 | — | plan? |
| May 17, 2018 AForm 4 → | May 18, 11:36 am EDT | Scott C TaylorDirector | 1,036 | — | — | 9,116 | — | plan? |
| May 17, 2018 AForm 4 → | May 18, 11:35 am EDT | Philip SoranDirector | 1,036 | — | — | 10,497 | — | plan? |
| May 17, 2018 AForm 4 → | May 18, 11:34 am EDT | Sherry M SmithDirector | 1,036 | — | — | 5,934 | — | plan? |
| May 17, 2018 AForm 4 → | May 18, 11:34 am EDT | Addison L PiperDirector | 1,036 | — | — | 28,276 | — | plan? |
| May 17, 2018 AForm 4 → | May 18, 11:33 am EDT | B Kristine JohnsonDirector | 1,036 | — | — | 12,319 | — | plan? |
| May 17, 2018 AForm 4 → | May 18, 11:33 am EDT | William R FitzgeraldDirector | 1,036 | — | — | 14,497 | — | plan? |
| May 17, 2018 AForm 4 → | May 18, 11:32 am EDT | Andrew S DuffChairman and CEO, Director | 1,683 | — | — | 204,603 | — | plan? |
| Apr 2, 2018 AForm 4 → | Apr 3, 4:00 pm EDT | Philip SoranDirector | 293 | — | — | 9,461 | — | plan? |
| Apr 2, 2018 AForm 4 → | Apr 3, 4:00 pm EDT | William R FitzgeraldDirector | 212 | — | — | 13,461 | — | plan? |
| Mar 15, 2018 AForm 4 → | Mar 16, 4:33 pm EDT | Scott C TaylorDirector | 16 | $86.25 | $1,380 | 8,080 | — | plan? |
| Mar 15, 2018 AForm 4 → | Mar 16, 4:33 pm EDT | Philip SoranDirector | 77 | $86.25 | $6,641 | 9,168 | — | plan? |
| Mar 15, 2018 AForm 4 → | Mar 16, 4:31 pm EDT | Sherry M SmithDirector | 85 | $86.25 | $7,331 | 4,898 | — | plan? |
| Mar 15, 2018 AForm 4 → | Mar 16, 4:30 pm EDT | Addison L PiperDirector | 83 | $86.25 | $7,159 | 27,240 | — | plan? |
| Mar 15, 2018 AForm 4 → | Mar 16, 4:30 pm EDT | B Kristine JohnsonDirector | 42 | $86.25 | $3,623 | 11,283 | — | plan? |
| Mar 15, 2018 AForm 4 → | Mar 16, 4:29 pm EDT | William R FitzgeraldDirector | 300 | $86.25 | $25,875 | 13,249 | — | plan? |
| Feb 16, 2018 FForm 4 → | Feb 21, 4:33 pm EST | Debbra L. SchonemanPresident | 2,019 | — | — | 39,054 | — | plan? |
| Feb 16, 2018 FGForm 4 → | Feb 21, 4:33 pm EST | R Scott LaRueHead Global IB and Cap Mkts, Director | 24,102 | — | — | 38,555 | — | plan? |
| Feb 16, 2018 FForm 4 → | Feb 21, 4:32 pm EST | John W GeelanGeneral Counsel | 257 | — | — | 8,868 | — | plan? |
| Feb 16, 2018 FForm 4 → | Feb 21, 4:31 pm EST | Andrew S DuffDirector | 11,677 | — | — | 202,920 | — | plan? |
| Feb 16, 2018 FForm 4 → | Feb 21, 4:29 pm EST | Chad R AbrahamChief Executive Officer, Director | 6,922 | — | — | 54,917 | — | plan? |
| Feb 15, 2018 AForm 4/A → | Feb 21, 4:34 pm EST | R Scott LaRue.Head Global IB and Cap Mkts | 4,157 | — | — | 32,756 | — | plan? |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:34 pm EST | Debbra L. SchonemanPresident | 3,195 | — | — | 41,073 | — | plan? |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:33 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts | 4,157 | — | — | 32,756 | — | plan? amended |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:32 pm EST | John W GeelanGeneral Counsel | 489 | — | — | 9,125 | — | plan? |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:32 pm EST | Andrew S DuffDirector | 7,492 | — | — | 214,597 | — | plan? |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:31 pm EST | Timothy L CarterChief Financial Officer | 491 | — | — | 4,644 | — | plan? |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:31 pm EST | Chad R AbrahamChief Executive Officer, Director | 5,969 | — | — | 61,839 | — | plan? |
| Feb 2, 2018 SForm 4 → | Feb 5, 4:37 pm EST | Francis E Fairman IVHead, Public Finance Services | 10,000 | $96.13 | $961,297 | 47,469 | −17.4% | plan? |
| Feb 2, 2018 GForm 4 → | Feb 5, 4:33 pm EST | B Kristine JohnsonDirector | 1,558 | — | — | 11,241 | — | plan? |
| Feb 2, 2018 SForm 4 → | Feb 5, 4:32 pm EST | Andrew S DuffDirector | 50,000 | $93.44 | $4,671,937 | 207,105 | −19.4% | plan? |
| Feb 2, 2018 GForm 4 → | Feb 5, 4:31 pm EST | Chad R AbrahamChief Executive Officer, Director | 4,225 | — | — | 55,870 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 4:06 pm EST | Scott C TaylorDirector | 133 | — | — | 8,064 | — | plan? |
| Jan 2, 2018 AForm 4 → | Jan 3, 4:05 pm EST | William R FitzgeraldDirector | 206 | — | — | 12,949 | — | plan? |
| Dec 15, 2017 AForm 4 → | Dec 19, 12:52 pm EST | Philip SoranDirector | 13 | $79.10 | $1,028 | 9,091 | — | plan? |
| Dec 15, 2017 AForm 4 → | Dec 19, 12:51 pm EST | Scott C TaylorDirector | 3 | $79.10 | $237 | 7,931 | — | plan? |
| Dec 15, 2017 AForm 4 → | Dec 19, 12:51 pm EST | Sherry M SmithDirector | 15 | $79.10 | $1,187 | 4,813 | — | plan? |
| Dec 15, 2017 AForm 4 → | Dec 19, 12:50 pm EST | Addison L PiperDirector | 15 | $79.10 | $1,187 | 27,157 | — | plan? |
| Dec 15, 2017 AForm 4 → | Dec 19, 12:49 pm EST | B Kristine JohnsonDirector | 7 | $79.10 | $554 | 12,799 | — | plan? |
| Dec 15, 2017 AForm 4 → | Dec 19, 12:48 pm EST | William R FitzgeraldDirector | 51 | $79.10 | $4,034 | 12,743 | — | plan? |
| Oct 2, 2017 AForm 4 → | Oct 4, 4:00 pm EDT | Scott C TaylorDirector | 189 | — | — | 7,928 | — | plan? |
| Oct 2, 2017 AForm 4 → | Oct 4, 4:00 pm EDT | William R FitzgeraldDirector | 293 | — | — | 12,692 | — | plan? |
| Sep 15, 2017 AForm 4 → | Sep 18, 4:14 pm EDT | Scott C TaylorDirector | 3 | $55.10 | $165 | 7,739 | — | plan? |
| Sep 15, 2017 AForm 4 → | Sep 18, 4:12 pm EDT | Philip SoranDirector | 19 | $55.10 | $1,047 | 9,078 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2018 MForm 4 → | May 23, 12:23 pm EDT | Debbra L. SchonemanPresident | 13,743 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:21 pm EDT | R Scott LaRueHead Global IB and Cap Mkts, Director | 9,162 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:20 pm EDT | John W GeelanGeneral Counsel | 4,581 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:15 pm EDT | Andrew S DuffDirector | 27,486 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:14 pm EDT | Chad R AbrahamChief Executive Officer, Director | 9,162 | — | — | 0 | — | |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:34 pm EST | Debbra L. SchonemanPresident | 32,667 | — | — | 32,667 | — | |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:31 pm EST | Chad R AbrahamChief Executive Officer, Director | 49,000 | — | — | 49,000 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:08 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:08 pm EDT | Thomas Gregory SmithChief Strategy Officer | 4,270 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:07 pm EDT | Debbra L. SchonemanChief Financial Officer | 12,810 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:06 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:06 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:05 pm EDT | John W GeelanGeneral Counsel | 4,270 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:05 pm EDT | Francis E Fairman IVHead, Public Finance Services | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:04 pm EDT | Christine N EsckilsenChief of Human Capital | 4,270 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:03 pm EDT | Andrew S DuffChairman and CEO, Director | 25,620 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:01 pm EDT | Christopher D CrawshawHead of Asset Management | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:01 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 8,540 | — | — | 0 | — | |
| Feb 3, 2017 MForm 4 → | Feb 6, 5:09 pm EST | Francis E Fairman IVHead, Public Finance Services | 2,496 | — | — | 0 | — | |
| Feb 3, 2017 MForm 4 → | Feb 6, 5:05 pm EST | Andrew S DuffChairman and CEO, Director | 9,641 | — | — | 0 | — | |
| Nov 14, 2016 MForm 4 → | Nov 15, 7:33 pm EST | Andrew S DuffChairman and CEO, Director | 32,149 | — | — | 0 | — | |
| May 31, 2016 MForm 4/A → | Nov 1, 5:04 pm EDT | Christine N EsckilsenChief of Human Capital | 4,691 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:35 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:35 pm EDT | Thomas Gregory SmithChief Strategy Officer | 4,691 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:34 pm EDT | Debbra L. SchonemanChief Financial Officer | 14,072 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:34 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:34 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:33 pm EDT | John W GeelanGeneral Counsel | 4,691 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:32 pm EDT | Francis E Fairman IVHead, Public Finance Services | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:32 pm EDT | Christine N EsckilsenChief of Human Capital | 4,691 | — | — | 0 | — | amended |
| May 31, 2016 MForm 4 → | Jun 2, 4:31 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:31 pm EDT | Andrew S DuffChairman and CEO, Director | 28,143 | — | — | 0 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:39 pm EDT | Thomas Gregory SmithChief Strategy Officer | 5,018 | — | — | 5,018 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:38 pm EDT | John W GeelanGeneral Counsel | 5,018 | — | — | 5,018 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:37 pm EDT | Christine N EsckilsenChief of Human Capital | 5,018 | — | — | 5,018 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:36 pm EDT | Martin Bradley WingesHead, Fixed Income Services | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:35 pm EDT | R Scott LaRueCo-Head Global IB | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:35 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:34 pm EDT | Francis E Fairman IVHead, Public Finance Services | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:34 pm EDT | Christopher D CrawshawHead of Asset Management | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:33 pm EDT | Chad R AbrahamCo-Head Global IB | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:32 pm EDT | Debbra L. SchonemanChief Financial Officer | 15,053 | — | — | 15,053 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:32 pm EDT | Andrew S DuffChairman and CEO, Director | 30,106 | — | — | 30,106 | — | |
| Apr 1, 2016 AForm 4 → | Apr 4, 4:53 pm EDT | Sherry M SmithDirector | 216 | $49.56 | $10,705 | 216 | — | |
| Apr 1, 2016 AForm 4 → | Apr 4, 4:51 pm EDT | William R FitzgeraldDirector | 302 | $49.56 | $14,967 | 3,252 | — | |
| Dec 31, 2015 AForm 4 → | Jan 4, 2016, 5:19 pm EST | William R FitzgeraldDirector | 437 | $40.40 | $17,655 | 2,950 | — | |
| Oct 1, 2015 AForm 4 → | Oct 1, 1:46 pm EDT | William R FitzgeraldDirector | 488 | $36.17 | $17,651 | 2,513 | — | |
| Jul 1, 2015 AForm 4 → | Jul 1, 5:17 pm EDT | William R FitzgeraldDirector | 400 | $43.64 | $17,456 | 2,025 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 3:08 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:59 pm EDT | Debbra L. SchonemanChief Financial Officer | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:58 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:57 pm EDT | Francis E Fairman IVHead, Public Finance Services | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:57 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:56 pm EDT | Andrew S DuffChairman and CEO, Director | 33,004 | — | — | 0 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:54 pm EDT | John W GeelanGeneral Counsel | 4,581 | — | — | 4,581 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:53 pm EDT | Martin Bradley WingesHead, Fixed Income Services | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:52 pm EDT | R Scott LaRueCo-Head Global IB | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:52 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:50 pm EDT | Francis E Fairman IVHead, Public Finance Services | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:50 pm EDT | Christopher D CrawshawHead of Asset Management | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:49 pm EDT | Chad R AbrahamCo-Head Global IB | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:48 pm EDT | Debbra L. SchonemanChief Financial Officer | 13,743 | — | — | 13,743 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:48 pm EDT | Andrew S DuffChairman and CEO, Director | 27,486 | — | — | 27,486 | — | |
| Apr 1, 2015 AForm 4 → | Apr 1, 5:30 pm EDT | William R FitzgeraldDirector | 330 | $52.46 | $17,312 | 1,625 | — | |
| Dec 31, 2014 AForm 4 → | Jan 5, 2015, 4:31 pm EST | William R FitzgeraldDirector | 35 | $58.09 | $2,033 | 1,295 | — |