SEC Form 4 · accession 0001230245-18-000022
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
R Scott LaRue
Officer — Co-Head Global IB and Cap Mkts
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | A | 4,157 | $0.00 | A | 32,756 | D | |
| Common StockF1 | holding | — | — | — | 30,123 | I | Through Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were previous reported as directly beneficially owned, and are held by a revocable living trust, of which the reporting person and the reporting person's spouse are co-beneficiaries.