SEC Form 4 · accession 0001230245-18-000083
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B Kristine Johnson
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 7, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2018 | G | 1,768 | $0.00 | D | 10,560 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,330 | I | By B. Kristine Johnson Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction was a gift by the reporting person to a non-profit organization.