SEC Form 4 · accession 0001230245-18-000026
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S Duff
Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | F | 5,472 | $0.00 | D | 209,125 | D | |
| Common Stock | Feb 16, 2018 | F | 2,192 | $0.00 | D | 206,933 | D | |
| Common Stock | Feb 17, 2018 | F | 4,013 | $0.00 | D | 202,920 | D | |
| Common Stock | holding | — | — | — | 10 | I | By minor children |
Table II — derivative securities
No Table II lines on this filing.