SEC Form 4 · accession 0001230245-18-000013
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S Duff
Director
Period of report
Feb 2, 2018
Accepted (ET)
Feb 5, 2018 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2018 | S | 18,857 | $91.8771 | D | 238,248 | D | |
| Common StockF2 | Feb 2, 2018 | S | 5,800 | $93.181 | D | 232,448 | D | |
| Common StockF3 | Feb 2, 2018 | S | 25,343 | $94.6597 | D | 207,105 | D | |
| Common Stock | holding | — | — | — | 10 | I | By minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.59 to $92.3570 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.1540 to $93.35 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.3 to $95.0350 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.