SEC Form 4 · accession 0001230245-16-000313
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey P Klinefelter
Officer — Global Head of Equities
Period of report
Oct 31, 2016
Accepted (ET)
Nov 3, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2016 | S | 750 | $56.4725 | D | 0 | I | By minor children |
Table II — derivative securities
No Table II lines on this filing.