SEC Form 4 · accession 0001230245-16-000246
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B Kristine Johnson
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2016 | A | 1,803 | $0.00 | A | 14,131 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,330 | I | By B. Kristine Johnson Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 743 shares of phantom stock that were previously payable in cash which were reported as derivative securities in Table II, but are being reported in Table I because they are now payable in common stock on the last day of the year in which the reporting person's service as a director terminates.