SEC Form 4 · accession 0001230245-18-000025
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy L Carter
Officer — Chief Financial Officer
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | F | 74 | $0.00 | D | 4,570 | D | |
| Common Stock | Feb 16, 2016 | F | 23 | $0.00 | D | 4,547 | D | |
| Common Stock | Feb 17, 2016 | F | 55 | $0.00 | D | 4,492 | D |
Table II — derivative securities
No Table II lines on this filing.