SEC Form 4 · accession 0001230245-15-000056
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis E Fairman IV
Officer — Head, Public Finance Services
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | F | 975 | $55.26 | D | 37,529 | D | |
| Common Stock | Feb 18, 2015 | F | 393 | $54.56 | D | 37,136 | D | |
| Common Stock | Feb 18, 2015 | A | 2,952 | $0.00 | A | 40,088 | D | |
| Common StockF1 | holding | — | — | — | 947 | I | By PJC Retirement Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Based on a plan report dated February 18, 2015.