Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jan 9, 2019

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

289 filings · trading day Jan 9, 2019Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 4, 2019 AForm 4 →	Jan 8, 6:53 pm EST	Cryoport, Inc.CYRX	Daniel M HancockDirector	62,850	$9.73	$611,531	62,850	—
Jan 4, 2019 MForm 4 →	Jan 8, 6:55 pm EST	RESOURCES CONNECTION INCRECN	Anthony CherbakDirector	31,750	$14.48	$459,740	0	—
Jan 4, 2019 JForm 4 →	Jan 8, 7:01 pm EST	PACCAR INCPCAR	Mark C PigottExecutive Chairman, Director	6,478	$59.03	$382,394	35,404	—
Jan 4, 2019 PForm 4 →	Jan 8, 4:37 pm EST	Concrete Pumping Holdings, Inc.BBCP	Owl Creek Asset Management, L.P. +710% Owner	500,000	$0.7573	$378,666	3,376,100	—
Jan 7, 2019 AForm 4 →	Jan 8, 4:19 pm EST	SELECTA BIOSCIENCES INCSELB	Takashi Kei KishimotoChief Scientific Officer	100,000	$2.60	$260,000	100,000	—
Jan 7, 2019 AForm 4 →	Jan 8, 4:21 pm EST	SELECTA BIOSCIENCES INCSELB	Stephen SmolinskiChief Commercial Officer	100,000	$2.60	$260,000	100,000	—
Jan 7, 2019 AForm 4 →	Jan 8, 4:23 pm EST	SELECTA BIOSCIENCES INCSELB	Lloyd P. JohnstonCOO and SVP, R&D	100,000	$2.60	$260,000	100,000	—
Jan 1, 2019 IForm 4 →	Jan 9, 10:27 am EST	VECTREN CORPVVC	Michael L SmithDirector	1,761	$71.98	$126,757	16,921	—	late
Jan 8, 2019 MForm 4 →	Jan 8, 6:11 pm EST	PACIFIC CITY FINANCIAL CORPPCB	Sang Young LeeDirector	13,206	$8.58	$113,319	9,680	—
Jan 7, 2019 MForm 4 →	Jan 9, 3:54 pm EST	CASEYS GENERAL STORES INCCASY	William J WalljasperSenior VP and CFO	4,300	$25.26	$108,618	3,000	—
Jan 4, 2019 JForm 4 →	Jan 8, 6:07 pm EST	PACCAR INCPCAR	Charles R WilliamsonDirector	1,426	$59.03	$84,179	44,163	—
Jan 2, 2019 AForm 4 →	Jan 8, 6:07 pm EST	Capitol Federal Financial, Inc.CFFN	Kent G TownsendExecutive Vice President	6,421	$12.77	$81,996	6,421	—	late
Jan 4, 2019 JForm 4 →	Jan 8, 6:30 pm EST	PACCAR INCPCAR	Robert A. BengstonSenior Vice President	1,386	$59.03	$81,815	42,293	—
Jan 3, 2019 PForm 4/A →	Jan 8, 5:33 pm EST	SPECIAL OPPORTUNITIES FUND, INC.SPE	Phillip GoldsteinChairman and Secretary, Director	3,000	$24.90	$74,700	19,499	—
Jan 8, 2019 MForm 4 →	Jan 9, 3:06 pm EST	QNB CORPQNBC	Dale A WestwoodEVP/Chief Retail Officer	2,875	$25.16	$72,335	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 6:21 pm EST	CORVEL CORPCRVL	Michael G CombsPresident	1,150	$62.39	$71,749	0	—
Jan 4, 2019 PForm 4 →	Jan 8, 5:34 pm EST	SPECIAL OPPORTUNITIES FUND, INC.SPE	Phillip GoldsteinChairman and Secretary, Director	2,500	$24.90	$62,250	21,999	—
Jan 7, 2019 AForm 4 →	Jan 9, 3:16 pm EST	WELLS FARGO & COMPANY/MNWFC	Wayne M. HewettDirector	1,235	$47.64	$58,835	1,235	—
Jan 2, 2019 AForm 4 →	Jan 8, 5:57 pm EST	Capitol Federal Financial, Inc.CFFN	Rick C JacksonExecutive Vice President	4,546	$12.77	$58,052	4,546	—	late
Jan 4, 2019 JForm 4 →	Jan 8, 6:05 pm EST	PACCAR INCPCAR	Gregory M SpierkelDirector	948	$59.03	$55,979	31,531	—
Jan 4, 2019 JForm 4 →	Jan 8, 5:48 pm EST	PACCAR INCPCAR	Kirk S HachigianDirector	916	$59.03	$54,061	30,539	—
Jan 8, 2019 AForm 4 →	Jan 9, 12:48 pm EST	ESCO TECHNOLOGIES INCESE	Patrick M DewarDirector	763	$65.55	$50,000	8,452	—
Jan 8, 2019 AForm 4 →	Jan 9, 1:22 pm EST	ESCO TECHNOLOGIES INCESE	Leon J OlivierDirector	763	$65.55	$50,000	24,324	—
Jan 4, 2019 JForm 4 →	Jan 8, 5:59 pm EST	PACCAR INCPCAR	John PigottDirector	840	$59.03	$49,581	28,223	—
Jan 4, 2019 SForm 4 →	Jan 8, 4:48 pm EST	SIMPLICITY ESPORTS & GAMING CoWINR	Polar Asset Management Partners Inc.10% Owner	14,418	$2.34	$33,738	466,600	—
Jan 4, 2019 JForm 4 →	Jan 8, 5:39 pm EST	PACCAR INCPCAR	Beth FordDirector	566	$59.03	$33,416	8,669	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:53 pm EST	SHERWIN WILLIAMS COSHW	Susan J KropfDirector	80	$390.47	$31,249	17,453	—
Jan 4, 2019 JForm 4 →	Jan 8, 5:51 pm EST	PACCAR INCPCAR	Roderick C McGearyDirector	518	$59.03	$30,607	18,415	—
Jan 7, 2019 AForm 4 →	Jan 9, 8:45 am EST	TOMPKINS FINANCIAL CORPTMP	Thomas R. RochonDirector	366	$79.05	$28,950	12,198	—
Jan 9, 2019 MForm 4 →	Jan 9, 2:57 pm EST	ESPEY MFG & ELECTRONICS CORPESP	Carl HelmetagDirector	1,400	$17.09	$23,926	13,600	—	amended
Jan 7, 2019 AForm 4 →	Jan 9, 8:42 am EST	TOMPKINS FINANCIAL CORPTMP	Paul J. BattagliaDirector	261	$79.05	$20,625	9,015	—
Jan 7, 2019 DForm 4 →	Jan 9, 3:22 pm EST	MoSys, Inc.MOSY	Robert Y Newell IVDirector	100,000	$0.186	$18,600	100,000	—
Jan 7, 2019 DForm 4 →	Jan 9, 3:25 pm EST	MoSys, Inc.MOSY	Scott Richard LewisDirector	100,000	$0.186	$18,600	100,000	—
Jan 4, 2019 JForm 4 →	Jan 8, 7:05 pm EST	PACCAR INCPCAR	T. Kyle QuinnSR. V.P. & CHIEF TECH. OFFICER	279	$59.03	$16,493	8,526	—
Jan 4, 2019 JForm 4 →	Jan 8, 6:03 pm EST	PACCAR INCPCAR	Mark A SchulzDirector	240	$59.03	$14,186	7,333	—
Jan 7, 2019 AForm 4 →	Jan 9, 8:41 am EST	TOMPKINS FINANCIAL CORPTMP	John E AlexanderDirector	177	$79.05	$14,025	16,102	—
Jan 4, 2019 PForm 4 →	Jan 8, 4:46 pm EST	National Storage Affiliates TrustNSA	Kevin Maxen HowardDirector	350	$27.67	$9,685	4,594,479	—
Jan 7, 2019 AForm 4 →	Jan 9, 8:44 am EST	TOMPKINS FINANCIAL CORPTMP	Alfred J WeberDirector	104	$79.05	$8,250	3,141	—
Jan 7, 2019 AForm 4 →	Jan 9, 8:40 am EST	TOMPKINS FINANCIAL CORPTMP	Michael H SpainDirector	91	$79.05	$7,225	7,073	—
Jan 7, 2019 AForm 4 →	Jan 9, 8:43 am EST	TOMPKINS FINANCIAL CORPTMP	Daniel J. FessendenDirector	83	$79.05	$6,550	3,556	—
Jan 4, 2019 JForm 4 →	Jan 8, 6:49 pm EST	PACCAR INCPCAR	Jack K. LeVierVice President	101	$59.03	$5,944	3,073	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:08 pm EST	KAR Auction Services, Inc.KAR	Donna R EctonDirector	123	$46.91	$5,758	1,421	—
Jan 4, 2019 JForm 4 →	Jan 8, 5:35 pm EST	PACCAR INCPCAR	Franklin FederDirector	54	$59.03	$3,183	4,239	—
Jan 4, 2019 JForm 4 →	Jan 8, 6:53 pm EST	PACCAR INCPCAR	Michael T BarkleySR. VICE PRESIDENT/CONTROLLER	32	$59.03	$1,900	982	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:07 pm EST	SOUTHERN COSO	Thomas A FanningPresident, CEO & Chairman	24	$44.71	$1,091	19,597	—
Jan 8, 2019 SForm 4 →	Jan 9, 2:29 pm EST	SEACHANGE INTERNATIONAL INCSEAC	Karen Singer10% Owner	850	$0.9441	$803	750	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:19 pm EST	KAR Auction Services, Inc.KAR	James E. Money IIAFC President	4	$46.91	$183	525	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:00 pm EST	GENESIS ENERGY LPGEL	Sharilyn S GasawayDirector	756	—	—	12,560	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:02 pm EST	INTRICON CORPIIN	Dennis GonsiorVice President, Operations	2,500	—	—	5,000	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:03 pm EST	GENESIS ENERGY LPGEL	Kenneth M Jastrow IIDirector	756	—	—	12,560	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:04 pm EST	Hill-Rom Holdings, Inc.HRC	Deborah RasinSVP, Chief Legal Officer	4,296	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:04 pm EST	GENESIS ENERGY LPGEL	Conrad P AlbertDirector	689	—	—	11,444	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:05 pm EST	Surface Oncology, Inc.SURF	Jessica FeesSee Remarks	2,273	—	—	5,455	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:05 pm EST	Surface Oncology, Inc.SURF	Robert W. RossChief Medical Officer	25,000	—	—	256,578	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:05 pm EST	ASPEN GROUP, INC.ASPU	Gerard WendolowskiChief Operating Officer	41,667	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:05 pm EST	ASPEN GROUP, INC.ASPU	Cheri St. ArnauldChief Academic Officer	41,667	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 8, 4:05 pm EST	ASPEN GROUP, INC.ASPU	Janet M GillChief Accounting Officer	16,667	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:06 pm EST	GENESIS ENERGY LPGEL	James E DavisonDirector	672	—	—	11,165	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:06 pm EST	CONCERT PHARMACEUTICALS, INC.CNCE	James V CassellaChief Development Officer	75,000	—	—	75,000	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:06 pm EST	INTRICON CORPIIN	Scott LongvalChief Financial Officer	2,500	—	—	5,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:07 pm EST	CONCERT PHARMACEUTICALS, INC.CNCE	Marc A. BeckerCFO, PFO	110,000	—	—	110,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:08 pm EST	CONCERT PHARMACEUTICALS, INC.CNCE	Roger D TungChief Executive Officer, Director	200,000	—	—	200,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:09 pm EST	CONCERT PHARMACEUTICALS, INC.CNCE	Nancy StuartChief Operating Officer	75,000	—	—	75,000	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:09 pm EST	GENESIS ENERGY LPGEL	James E. Davison Jr.Director	672	—	—	11,165	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:10 pm EST	CONCERT PHARMACEUTICALS, INC.CNCE	Ryan LynchPAO	6,100	—	—	6,100	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:10 pm EST	INTRICON CORPIIN	Michael GeraciVP Sales & Marketing	2,500	—	—	5,000	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:11 pm EST	GENESIS ENERGY LPGEL	Jack T TaylorDirector	689	—	—	11,444	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:11 pm EST	Mellanox Technologies, Ltd.MLNX	Glenda DorchakDirector	5,142	—	—	4,000	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:11 pm EST	ENTERPRISE PRODUCTS PARTNERS L PEPD	Harry WeitzelSVP, General Counsel & Sec, Director	5,500	—	—	0	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:13 pm EST	Ollie's Bargain Outlet Holdings, Inc.OLLI	John W SwygertEVP, COO	233	—	—	702	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:14 pm EST	INTRICON CORPIIN	Mark Stephen GorderPresident and CEO, Director	4,000	—	—	8,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:16 pm EST	INCYTE CORPINCY	Barry P FlannellyEVP & General Manager US	85,877	—	—	63,105	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:22 pm EST	INCYTE CORPINCY	Herve HoppenotChairman / CEO, Director	88,558	—	—	88,558	—
Jan 7, 2019 AForm 4 →	Jan 8, 4:22 pm EST	SYSTEMAX INCSYX	Barry LitwinChief Executive Officer, Director	100,000	—	—	100,000	—
Jan 6, 2019 AForm 4 →	Jan 8, 4:22 pm EST	ZIOPHARM ONCOLOGY INCZIOP	David M Mauney M.D.President	250,733	—	—	250,733	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:22 pm EST	POTBELLY CORPPBPB	Matthew J RevordSVP, GC and Secretary	18,200	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 8, 4:24 pm EST	G III APPAREL GROUP LTD /DE/GIII	Willem Van BokhorstDirector	6,000	—	—	0	—
Jan 6, 2019 AForm 4 →	Jan 8, 4:24 pm EST	ZIOPHARM ONCOLOGY INCZIOP	Laurence James Neil CooperChief Executive Officer, Director	531,813	—	—	531,813	—
Jan 6, 2019 AForm 4 →	Jan 8, 4:25 pm EST	ZIOPHARM ONCOLOGY INCZIOP	Robert HadfieldGeneral Counsel and Secretary	185,391	—	—	185,391	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:25 pm EST	INCYTE CORPINCY	Vijay K IyengarEVP GPS, BD, & Licensing	54,324	—	—	31,552	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:26 pm EST	DARDEN RESTAURANTS INCDRI	Charles M SonstebyDirector	1,922	—	—	0	—
Jan 6, 2019 AForm 4 →	Jan 8, 4:27 pm EST	ZIOPHARM ONCOLOGY INCZIOP	Kevin G LafondSVP, Treasurer & CAO	58,536	—	—	58,536	—
Jan 7, 2019 AForm 4 →	Jan 8, 4:27 pm EST	Kearny Financial Corp.KRNY	Thomas DeMediciEVP and CCO	50,000	—	—	50,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:28 pm EST	INCYTE CORPINCY	Maria E PasqualeEVP & General Counsel	22,772	—	—	22,772	—
Jan 7, 2019 AForm 4 →	Jan 8, 4:29 pm EST	Kearny Financial Corp.KRNY	Keith SuchodolskiEVP and CFO	75,000	—	—	75,000	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:30 pm EST	Spark Therapeutics, Inc.ONCE	Anand MehraDirector	37,203	—	—	0	—
Jan 2, 2019 AMForm 4 →	Jan 8, 4:31 pm EST	ACURA PHARMACEUTICALS, INCACUR	Bruce F WessonDirector	149,999	—	—	83,333	—	late
Jan 7, 2019 AForm 4 →	Jan 8, 4:31 pm EST	Kearny Financial Corp.KRNY	Catherine A LawtonDirector	75,000	—	—	75,000	—
Dec 31, 2018 AForm 4 →	Jan 8, 2019, 4:32 pm EST	Precision Therapeutics Inc.AIPT	Thomas J. McGoldrickDirector	56,534	—	—	56,534	—	late
Jan 4, 2019 AForm 4 →	Jan 8, 4:32 pm EST	INCYTE CORPINCY	Steven H SteinEVP & Chief Medical Officer	22,772	—	—	22,772	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:32 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	David R WhitehouseCorp VP, Treasurer	1,055	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:32 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Robert J. BaileyCorporate VP, Controller	1,215	—	—	0	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:33 pm EST	Jason Industries, Inc.JASN	Keith Alan WalzSVP & GM-Finishing	25,000	—	—	25,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:36 pm EST	Restaurant Brands International Inc.QSR	Jose E. CilSenior EVP, Pres. Burger King	2,556	—	—	7,036	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:36 pm EST	Jason Industries, Inc.JASN	John J HengelVP Finance, Treas & Asst Sec	17,500	—	—	17,500	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:37 pm EST	Restaurant Brands International Inc.QSR	Matthew DunniganCFO	627	—	—	62	—
Jan 4, 2019 AMForm 4 →	Jan 8, 4:37 pm EST	INCYTE CORPINCY	Paula J SwainEVP, Human Resources	84,324	—	—	21,782	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:37 pm EST	Intercontinental Exchange, Inc.ICE	Charles A ViceVice Chairman	35,000	—	—	35,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:38 pm EST	Restaurant Brands International Inc.QSR	Jacqueline FriesnerSee Remarks	152	—	—	112	—
Jan 2, 2019 AMForm 4 →	Jan 8, 4:38 pm EST	ACURA PHARMACEUTICALS, INCACUR	Immanuel ThangarajDirector	149,999	—	—	83,333	—	late
Jan 5, 2019 MForm 4 →	Jan 8, 4:39 pm EST	Jason Industries, Inc.JASN	Chad M ParisSVP & Chief Financial Officer	35,000	—	—	35,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:39 pm EST	Restaurant Brands International Inc.QSR	Heitor GoncalvesSee Remarks	487	—	—	328	—
Jan 6, 2019 CForm 4 →	Jan 8, 4:40 pm EST	REGENERX BIOPHARMACEUTICALS INCRGRX	Joseph C McNayDirector	522,280	—	—	0	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:41 pm EST	Jason Industries, Inc.JASN	Brian KobylinskiPresident & CEO, Director	128,572	—	—	128,573	—
Jan 6, 2019 CForm 4 →	Jan 8, 4:41 pm EST	REGENERX BIOPHARMACEUTICALS INCRGRX	Allan L GoldsteinDirector	208,912	—	—	0	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:41 pm EST	Restaurant Brands International Inc.QSR	Jill GranatSee Remarks	352	—	—	312	—
Jan 4, 2019 AMForm 4 →	Jan 8, 4:42 pm EST	INCYTE CORPINCY	Paul TrowerPrincipal Accounting Officer	22,862	—	—	0	—
Jan 5, 2019 MForm 4 →	Jan 8, 4:42 pm EST	Jason Industries, Inc.JASN	Srivas PrasadSVP & GM-Acoustics	25,000	—	—	25,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:43 pm EST	Restaurant Brands International Inc.QSR	Alexandre MacedoPresident,Tim Hortons	2,196	—	—	6,396	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:44 pm EST	Restaurant Brands International Inc.QSR	Alexandre SantoroPresident, Popeyes	1,051	—	—	308	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:45 pm EST	Restaurant Brands International Inc.QSR	Daniel S SchwartzChief Executive Officer, Director	3,235	—	—	7,995	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:46 pm EST	KILROY REALTY CORPNYSE: KRC	John B Kilroy Jr.Chairman, President and CEO, Director	14,571	—	—	227,714	—	amended
Jan 4, 2019 AMForm 4 →	Jan 8, 4:46 pm EST	INCYTE CORPINCY	Yao WenqingEVP, Head of Discovery Chem	32,772	—	—	15,354	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:46 pm EST	KILROY REALTY CORPNYSE: KRC	Jeffrey C HawkenEVP and COO	5,829	—	—	110,217	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:48 pm EST	CarGurus, Inc.CARG	Thomas Michael CaputoSr. VP, Product	8,252	—	—	65,988	—
Jan 4, 2019 AForm 4 →	Jan 8, 4:50 pm EST	SOUTHERN MISSOURI BANCORP, INC.SMBC	Greg A SteffensPresident and CEO, Director	3,500	—	—	3,500	—
Jan 4, 2019 MForm 4 →	Jan 8, 4:51 pm EST	OPIANT PHARMACEUTICALS, INC.OPNT	Roger CrystalChief Executive Officer, Director, 10% Owner	50,000	—	—	50,000	—
Dec 31, 2018 GForm 4 →	Jan 8, 2019, 4:53 pm EST	EnSync, Inc.ESNC	Theodore SternDirector	1,000	—	—	0	—	late
Jan 4, 2019 AForm 4 →	Jan 8, 4:59 pm EST	Dova Pharmaceuticals Inc.DOVA	Mark W HahnChief Financial Officer	250,000	—	—	250,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:01 pm EST	Dova Pharmaceuticals Inc.DOVA	Kevin LaliberteSr. VP, Product Development	50,000	—	—	50,000	—
Jan 6, 2019 MForm 4 →	Jan 8, 5:02 pm EST	Kraton CorpKRA	Suzanna PesgensVP, Chief Procurement Officer	6,160	—	—	2,417	—
Jan 7, 2019 MForm 4 →	Jan 8, 5:04 pm EST	IMAGEWARE SYSTEMS INCIWSY	G Steve HammDirector	5,000	—	—	0	—
Jan 4, 2019 ACMForm 4 →	Jan 8, 5:06 pm EST	VEEVA SYSTEMS INCVEEV	Jonathan FaddisSVP, Gen. Counsel, Secretary	83,280	—	—	4,750	—
Jan 6, 2019 AForm 4 →	Jan 8, 5:08 pm EST	Kezar Life Sciences, Inc.KZR	Marc BelskyChief Financial Officer	60,000	—	—	60,000	—
Jan 6, 2019 AForm 4 →	Jan 8, 5:09 pm EST	Kezar Life Sciences, Inc.KZR	John Franklin FowlerCEO, Director	175,000	—	—	175,000	—
Jan 6, 2019 AForm 4 →	Jan 8, 5:10 pm EST	Kezar Life Sciences, Inc.KZR	Niti GoelChief Medical Officer	75,000	—	—	75,000	—
Jan 6, 2019 AForm 4 →	Jan 8, 5:11 pm EST	Kezar Life Sciences, Inc.KZR	Christopher J. KirkPresident and CSO, Director	87,500	—	—	87,500	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:12 pm EST	WEC ENERGY GROUP, INC.WEC	Thomas J FischerDirector	2,713	—	—	7,594	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:13 pm EST	WEC ENERGY GROUP, INC.WEC	John F BergstromDirector	2,713	—	—	72,528	—
Jan 5, 2019 MForm 4 →	Jan 8, 5:13 pm EST	SUNPOWER CORPSPWR	Vidul PrakashPrincipal Accounting Officer	10,000	—	—	20,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:14 pm EST	WEC ENERGY GROUP, INC.WEC	Barbara L BowlesDirector	679	—	—	1,504	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:15 pm EST	WEC ENERGY GROUP, INC.WEC	Curt S CulverDirector	2,713	—	—	99,986	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:15 pm EST	WEC ENERGY GROUP, INC.WEC	Albert J Budney Jr.Director	2,713	—	—	7,119	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:15 pm EST	WEC ENERGY GROUP, INC.WEC	Mary Ellen StanekDirector	2,713	—	—	24,204	—
Jan 6, 2019 AForm 4 →	Jan 8, 5:20 pm EST	Urovant Sciences Ltd.UROV	Nori EbersoleSVP;CHRO/Urovant Sciences, Inc	65,000	—	—	65,000	—
Jan 2, 2019 AForm 4 →	Jan 8, 5:20 pm EST	TANDEM DIABETES CARE INCTNDM	Rebecca B RobertsonDirector	50,000	—	—	50,000	—	late
Jan 6, 2019 AForm 4 →	Jan 8, 5:21 pm EST	Urovant Sciences Ltd.UROV	Cornelia Haag-MolkentellerCMO/Urovant Sciences, Inc.	100,000	—	—	100,000	—
Jan 6, 2019 AForm 4 →	Jan 8, 5:22 pm EST	Urovant Sciences Ltd.UROV	Christine OcampoPFAO;CAO/Urovant Sciences, Inc	70,000	—	—	70,000	—
Jan 6, 2019 AForm 4 →	Jan 8, 5:22 pm EST	Urovant Sciences Ltd.UROV	Keith KatkinPEO;CEO/Urovant Sciences, Inc., Director	350,250	—	—	350,250	—
Jan 6, 2019 AForm 4 →	Jan 8, 5:23 pm EST	Urovant Sciences Ltd.UROV	Bryan E. SmithGC/Urovant Sciences, Inc.	70,000	—	—	70,000	—
Jan 6, 2019 AForm 4 →	Jan 8, 5:24 pm EST	Urovant Sciences Ltd.UROV	Michael E. McFaddenCCO/Urovant Sciences, Inc.	100,000	—	—	100,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:25 pm EST	Retrophin, Inc.RTRX	Eric M DubeChief Executive Officer, Director	450,000	—	—	50,000	—
Jan 8, 2019 MForm 4 →	Jan 8, 5:26 pm EST	HORMEL FOODS CORP /DE/HRL	Elsa A MuranoDirector	16,000	—	—	0	—
Oct 26, 2018 MForm 4/A →	Jan 8, 2019, 5:32 pm EST	Editas Medicine, Inc.EDIT	Andrew A. F. HackChief Financial Officer	6,000	—	—	124,427	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:32 pm EST	DSW Inc.DSW	Deborah L FerreeV Chairman & Chief Mdsing Off.	1,853	—	—	9,519	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:32 pm EST	DSW Inc.DSW	William L JordanEVP, Chief Admin Officer	981	—	—	4,354	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Michele LoveEVP & COO	339	—	—	1,307	—
Jan 4, 2019 AMForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Simon R. NankervisEVP, Chief Commercial Officer	15,714	—	—	0	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Jared A. PoffSVP & CFO	187	—	—	1,147	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Roger RawlinsChief Executive Officer, Director	1,582	—	—	6,107	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Jay L SchottensteinExecutive Chairman, Director, 10% Owner	979	—	—	3,739	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Peter CobbDirector	131	—	—	13,565	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Elaine J EisenmanDirector	640	—	—	66,443	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Joanna T LauDirector	437	—	—	45,419	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Carolee LeeDirector	987	—	—	102,383	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Ekta Singh-BushellDirector	29	—	—	3,052	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Harvey L SonnenbergDirector	529	—	—	55,021	—
Jan 5, 2019 MForm 4 →	Jan 8, 5:33 pm EST	PDC ENERGY, INC.PDCE	Barton R Brookman Jr.President and CEO, Director	12,008	—	—	0	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:33 pm EST	DSW Inc.DSW	Joanne ZaiacDirector	49	—	—	5,061	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:34 pm EST	DSW Inc.DSW	Allan J TanenbaumDirector	964	—	—	100,117	—
Jan 5, 2019 MForm 4 →	Jan 8, 5:34 pm EST	PDC ENERGY, INC.PDCE	Lance LauckEVP, Corp. Dev. & Strategy	4,733	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 8, 5:34 pm EST	ALAMO GROUP INCALG	Dan Edward MaloneExecutive VP & CFO	2,150	—	—	0	—
Nov 23, 2018 MForm 4/A →	Jan 8, 2019, 5:34 pm EST	Editas Medicine, Inc.EDIT	Andrew A. F. HackChief Financial Officer	5,284	—	—	119,143	—
Jan 4, 2019 MForm 4 →	Jan 8, 5:34 pm EST	1 800 FLOWERS COM INCFLWS	Christopher G McCannCEO and President, Director, 10% Owner	25,000	—	—	630,000	—
Jan 5, 2019 MForm 4 →	Jan 8, 5:35 pm EST	PDC ENERGY, INC.PDCE	Scott J ReasonerSVP, COO	3,945	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 5:36 pm EST	Editas Medicine, Inc.EDIT	Andrew A. F. HackChief Financial Officer	7,000	—	—	16,513	—
Jan 7, 2019 MForm 4 →	Jan 8, 5:38 pm EST	SANGAMO THERAPEUTICS, INCSGMO	Edward R. ConnerSr. VP & Chief Medical Officer	5,000	—	—	130,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:39 pm EST	1ST CONSTITUTION BANCORPFCCY	Stephen J GilhoolySVP, CFO and Treasurer	1,000	—	—	1,000	—
Jan 7, 2019 MForm 4 →	Jan 8, 5:39 pm EST	Coupa Software IncCOUP	Henry Tayloe StansburyDirector	5,000	—	—	144,662	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:40 pm EST	1ST CONSTITUTION BANCORPFCCY	Naqi A NaqviSenior VP and CAO	500	—	—	500	—
Jan 7, 2019 MForm 4 →	Jan 8, 5:40 pm EST	Coupa Software IncCOUP	Mark RiggsChief Customer Officer	644	—	—	21,913	—
Jan 4, 2019 AForm 4 →	Jan 8, 5:40 pm EST	1ST CONSTITUTION BANCORPFCCY	John T AndreacioChief Lending Officer and EVP	1,500	—	—	1,500	—
Jan 7, 2019 MForm 4 →	Jan 8, 5:56 pm EST	SPECTRUM PHARMACEUTICALS INCSPPI	Anthony E Maida IIIDirector	7,250	—	—	1,550	—
Jan 8, 2019 MForm 4 →	Jan 8, 5:59 pm EST	FACTSET RESEARCH SYSTEMS INCFDS	Scott A BilleadeauDirector	2,622	—	—	0	—
Jan 4, 2019 AForm 4 →	Jan 8, 6:02 pm EST	SOUTHERN MISSOURI BANCORP, INC.SMBC	Kimberly A CappsEVP, Chief Operations Officer	2,000	—	—	2,000	—
Jan 4, 2019 JForm 4 →	Jan 8, 6:07 pm EST	Boxwood Merger Corp.BWMC	MIHI LLC +210% Owner	750,000	—	—	4,925,000	—
Jan 4, 2019 JForm 4 →	Jan 8, 6:08 pm EST	Boxwood Merger Corp.BWMC	Boxwood Sponsor LLC10% Owner	750,000	—	—	4,925,000	—
Jan 4, 2019 JForm 4 →	Jan 8, 6:08 pm EST	Boxwood Merger Corp.BWMC	Stephen M Kadenacy +1Chief Executive Officer, Director, 10% Owner	750,000	—	—	4,925,000	—
Jan 8, 2019 AForm 4 →	Jan 8, 6:10 pm EST	CAVCO INDUSTRIES INC.CVCO	Susan L BlountDirector	10,000	—	—	10,000	—
Jan 7, 2019 MForm 4 →	Jan 8, 6:24 pm EST	Alteryx, Inc.AYX	Robert Scott JonesPres. & Chief Revenue Officer	19,184	—	—	57,551	—
Jan 8, 2019 MForm 4 →	Jan 8, 6:33 pm EST	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO, Director	5,711	—	—	102,796	—
Jan 4, 2019 MForm 4 →	Jan 8, 6:34 pm EST	SendGrid, Inc.SEND	Michael TognettiSVP, General Counsel and Sec.	111,925	—	—	1,782	—
Jan 4, 2019 MForm 4 →	Jan 8, 6:38 pm EST	SendGrid, Inc.SEND	Craig KaesSVP of Engineering	156,235	—	—	116,383	—
Jan 7, 2019 MForm 4 →	Jan 8, 6:41 pm EST	SendGrid, Inc.SEND	Yanagawa Leandra FishmanSVP of Sales & Cust. Success	10,000	—	—	207,847	—
Jan 5, 2019 MForm 4 →	Jan 8, 6:51 pm EST	APACHE CORPAPA	Grady L AblesSr. Region Vice President	3,826	—	—	55,423	—
Jan 5, 2019 MForm 4 →	Jan 8, 6:53 pm EST	APACHE CORPAPA	John J ChristmannCEO and President, Director	19,543	—	—	284,242	—
Jan 5, 2019 MForm 4 →	Jan 8, 6:55 pm EST	APACHE CORPAPA	P Anthony LannieExec. Vice Pres & Gen Counsel	4,358	—	—	82,580	—
Jan 5, 2019 MForm 4 →	Jan 8, 6:57 pm EST	APACHE CORPAPA	Stephen J RineyExecutive Vice Pres & CFO	6,419	—	—	122,497	—
Jan 5, 2019 MForm 4 →	Jan 8, 6:59 pm EST	APACHE CORPAPA	Timothy J SullivanExec. VP - Operations Support	4,035	—	—	59,861	—
Jan 5, 2019 MForm 4 →	Jan 8, 7:01 pm EST	APACHE CORPAPA	Dominic RicottaSr. Vice President	2,846	—	—	50,532	—
Jan 5, 2019 MForm 4 →	Jan 8, 7:02 pm EST	APACHE CORPAPA	Rebecca A HoytSr. Vice Pres, Chief Acct Off	2,846	—	—	47,488	—
Jan 6, 2019 MForm 4 →	Jan 8, 7:14 pm EST	WILLIAMS SONOMA INCWSM	Alex BellosPRESIDENT WEST ELM BRAND	2,535	—	—	5,071	—
Jan 5, 2019 MForm 4 →	Jan 8, 7:35 pm EST	DEAN FOODS CODF	Scott K VopniSVP, Finance & CAO	11,655	—	—	23,310	—
Jan 8, 2019 AForm 4 →	Jan 8, 7:51 pm EST	AKORN INCAKRX	Douglas BoothePresident and CEO	659,745	—	—	253,807	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:05 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	Jonah AdelmanPresident, ME Division	15,000	—	—	15,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:05 pm EST	INTREXON CORPXON	Robert F. Walsh IIISVP, Energy & Fine Chem.	75,758	—	—	75,758	—	amended
Jan 4, 2019 AForm 4 →	Jan 8, 8:06 pm EST	INTREXON CORPXON	Rick L. SterlingChief Financial Officer	75,758	—	—	75,758	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:06 pm EST	INTREXON CORPXON	Thomas D. ReedChief Science Officer	75,758	—	—	75,758	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:07 pm EST	INTREXON CORPXON	Nir NimrodiChief Business Officer	75,758	—	—	75,758	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:07 pm EST	INTREXON CORPXON	Helen SabzevariPresident, Precigen, Inc.	13,775	—	—	13,775	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:07 pm EST	INTREXON CORPXON	Jeffrey Thomas PerezSVP, IP Affairs	75,758	—	—	75,758	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:08 pm EST	INTREXON CORPXON	Joel D LiffmanSVP, Finance	75,758	—	—	75,758	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:08 pm EST	INTREXON CORPXON	Donald P. LehrChief Legal Officer	75,758	—	—	75,758	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:08 pm EST	INTREXON CORPXON	Thomas BostickChief Operating Officer	75,758	—	—	75,758	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:10 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	Phillip D CarraiPresident, TTS Division	50,000	—	—	50,000	—
Jan 8, 2019 MForm 4 →	Jan 8, 8:14 pm EST	AMN HEALTHCARE SERVICES INCAMN	Susan R SalkaPresident and CEO, Director	77,580	—	—	116,369	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:15 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	David M CarterPresident, DRSS Division	15,000	—	—	15,000	—
Jan 4, 2019 MForm 4 →	Jan 8, 8:17 pm EST	Forty Seven, Inc.FTSV	Chris H TakimotoChief Medical Officer	8,000	—	—	159,741	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:19 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	de Burgreen Maria CervantesVP & Corporate Controller	12,500	—	—	12,500	—
Jan 3, 2019 AMForm 4 →	Jan 8, 8:20 pm EST	AMN HEALTHCARE SERVICES INCAMN	Ralph HendersonPres., Prof. Svc. & Staffing	49,482	—	—	6,352	—	late
Jan 4, 2019 AForm 4 →	Jan 8, 8:23 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	Eric M DemarcoPresident & CEO, Director	150,000	—	—	150,000	—
Jan 3, 2019 AMForm 4 →	Jan 8, 8:23 pm EST	AMN HEALTHCARE SERVICES INCAMN	Brian M. ScottCFO/CAO	49,482	—	—	6,352	—	late
Jan 3, 2019 AMForm 4 →	Jan 8, 8:26 pm EST	AMN HEALTHCARE SERVICES INCAMN	Denise L JacksonChief Legal Officer	6,597	—	—	2,050	—	late
Jan 4, 2019 AForm 4 →	Jan 8, 8:27 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	Steven S. FendleyPresident, US Division	50,000	—	—	50,000	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:35 pm EST	Horizon Pharma plcHZNP	Timothy P WalbertChairman, President and CEO, Director	327,070	—	—	305,933	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:36 pm EST	Horizon Pharma plcHZNP	Paul W. HoelscherEVP, CFO	119,643	—	—	131,392	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:37 pm EST	Horizon Pharma plcHZNP	Robert CareyEVP, Chief Business Officer	119,643	—	—	131,392	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:39 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	Deanna H LundEVP & CFO	75,000	—	—	75,000	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:40 pm EST	Horizon Pharma plcHZNP	Shao-Lee LinEVP, Head of R&D and CSO	104,201	—	—	64,725	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:40 pm EST	Horizon Pharma plcHZNP	Barry MozeEVP, Chief Admin. Officer	91,207	—	—	34,520	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:41 pm EST	Horizon Pharma plcHZNP	Vikram KarnaniEVP, Chief Commercial Officer	71,207	—	—	34,520	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:42 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	Marie MendozaVP & General Counsel	12,500	—	—	12,500	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:42 pm EST	Horizon Pharma plcHZNP	Brian K BeelerEVP, General Counsel	54,041	—	—	34,520	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:43 pm EST	Horizon Pharma plcHZNP	Irina KonstantinovskyEVP, Chief Human Resources Off	54,041	—	—	34,520	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:44 pm EST	Horizon Pharma plcHZNP	Geoffrey M. CurtisEVP, Corporate Affairs, CCO	49,726	—	—	25,890	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:45 pm EST	KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS	Thomas E Mills IVPresident, MS Division	15,000	—	—	15,000	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:45 pm EST	Horizon Pharma plcHZNP	Michael A. DesJardinEVP, Technical Operations	54,041	—	—	34,520	—
Jan 4, 2019 AMForm 4 →	Jan 8, 8:46 pm EST	Horizon Pharma plcHZNP	Miles W McHughSr VP & Princ. Acctg Officer	33,674	—	—	13,400	—
Jan 4, 2019 AForm 4 →	Jan 8, 8:58 pm EST	ARENA PHARMACEUTICALS INCARNA	Amit MunshiPresident and CEO, Director	308,400	—	—	23,400	—
Jan 4, 2019 AForm 4 →	Jan 8, 9:00 pm EST	ARENA PHARMACEUTICALS INCARNA	Kevin Robert LindExecutive VP and CFO	87,600	—	—	12,600	—
Jan 4, 2019 AForm 4 →	Jan 8, 9:00 pm EST	Adaptimmune Therapeutics PLCADAP	James NobleChief Executive Officer, Director	3,077,328	—	—	561,792	—
Jan 4, 2019 AForm 4 →	Jan 8, 9:01 pm EST	Adaptimmune Therapeutics PLCADAP	Rafael AmadoPresident, R & D	1,230,948	—	—	224,724	—
Jan 4, 2019 AForm 4 →	Jan 8, 9:01 pm EST	ARENA PHARMACEUTICALS INCARNA	Vincent AurentzExecutive VP and CBO	93,000	—	—	18,000	—
Jan 4, 2019 AForm 4 →	Jan 8, 9:01 pm EST	Adaptimmune Therapeutics PLCADAP	Adrian RawcliffeChief Financial Officer	1,538,640	—	—	280,896	—
Jan 4, 2019 AForm 4 →	Jan 8, 9:01 pm EST	Adaptimmune Therapeutics PLCADAP	Helen Katrina Tayton-MartinChief Business Officer	1,230,948	—	—	224,724	—
Jan 4, 2019 AForm 4 →	Jan 8, 9:02 pm EST	Adaptimmune Therapeutics PLCADAP	William C Bertrand Jr.Chief Operating Officer	1,230,948	—	—	224,724	—
Jan 4, 2019 AForm 4 →	Jan 8, 9:02 pm EST	ARENA PHARMACEUTICALS INCARNA	Steven W SpectorEVP, General Counsel & Sec	87,600	—	—	12,600	—
Jan 4, 2019 AMForm 4 →	Jan 8, 9:04 pm EST	ARENA PHARMACEUTICALS INCARNA	Preston KlassenEVP and CMO	106,600	—	—	110,350	—
Jan 8, 2019 AForm 4 →	Jan 8, 9:16 pm EST	Intra-Cellular Therapies, Inc.ITCI	Robert E DavisSVP, Chief Scientific Officer	130,542	—	—	54,988	—
Jan 4, 2019 AMForm 4 →	Jan 8, 9:19 pm EST	Intra-Cellular Therapies, Inc.ITCI	Kimberly E. VanoverSVP, Early Stage Clinical Dev.	141,420	—	—	58,915	—
Jan 4, 2019 AMForm 4 →	Jan 8, 9:21 pm EST	Intra-Cellular Therapies, Inc.ITCI	Lawrence J. HinelineSVP of Finance CFO	142,974	—	—	58,915	—
Jan 4, 2019 AMForm 4 →	Jan 8, 9:24 pm EST	Intra-Cellular Therapies, Inc.ITCI	Michael HalsteadEVP and General Counsel	142,974	—	—	58,915	—
Jan 4, 2019 AMForm 4 →	Jan 8, 9:28 pm EST	Intra-Cellular Therapies, Inc.ITCI	Sharon MatesChairman, President & CEO, Director	304,988	—	—	125,687	—
Jan 4, 2019 ACForm 4 →	Jan 8, 9:29 pm EST	STAG Industrial, Inc.STAG	Jeffrey M SullivanEVP, GC and Secretary	122,866	—	—	135,108	—
Jan 4, 2019 ACForm 4 →	Jan 8, 9:30 pm EST	STAG Industrial, Inc.STAG	David G KingEVP and Director-Real Estate	163,288	—	—	184,599	—
Jan 7, 2019 AForm 4 →	Jan 8, 9:31 pm EST	STAG Industrial, Inc.STAG	Peter S FeareyEVP/Chief Technology Officer	10,208	—	—	32,899	—
Jan 4, 2019 ACForm 4 →	Jan 8, 9:31 pm EST	STAG Industrial, Inc.STAG	Stephen C MeckeCOO and EVP	130,850	—	—	0	—
Jan 4, 2019 ACForm 4 →	Jan 8, 9:32 pm EST	STAG Industrial, Inc.STAG	William R CrookerEVP, CFO and Treasurer	63,017	—	—	78,756	—
Jan 4, 2019 ACForm 4 →	Jan 8, 9:32 pm EST	STAG Industrial, Inc.STAG	Benjamin S ButcherChairman, CEO and President, Director	401,395	—	—	737,943	—
Jan 4, 2019 AForm 4 →	Jan 8, 9:34 pm EST	INTREXON CORPXON	Randal J KirkChief Executive Officer, Director, 10% Owner	13,775	—	—	13,775	—
Jan 7, 2019 AForm 4 →	Jan 8, 9:43 pm EST	STAG Industrial, Inc.STAG	Michelle DilleyDirector	3,828	—	—	7,758	—
Jan 7, 2019 AForm 4 →	Jan 8, 9:43 pm EST	STAG Industrial, Inc.STAG	Jeffrey D. FurberDirector	3,828	—	—	35,659	—
Jan 7, 2019 AForm 4 →	Jan 8, 9:44 pm EST	STAG Industrial, Inc.STAG	Larry T GuillemetteDirector	3,828	—	—	35,659	—
Jan 7, 2019 AForm 4 →	Jan 8, 9:45 pm EST	STAG Industrial, Inc.STAG	Francis X Jacoby IIIDirector	3,828	—	—	35,659	—
Jan 7, 2019 AForm 4 →	Jan 8, 9:45 pm EST	STAG Industrial, Inc.STAG	Christopher P MarrDirector	3,828	—	—	28,249	—
Jan 7, 2019 AForm 4 →	Jan 8, 9:45 pm EST	STAG Industrial, Inc.STAG	Hans S WegerDirector	3,828	—	—	35,659	—
Jan 7, 2019 AForm 4 →	Jan 8, 9:46 pm EST	STAG Industrial, Inc.STAG	Virgis ColbertDirector	3,828	—	—	20,518	—
Jan 8, 2019 MForm 4 →	Jan 9, 6:06 am EST	Natera, Inc.NTRA	Matthew RabinowitzExecutive Chairman, Director	665,237	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 9, 8:02 am EST	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	14,109	—	—	126,974	—
Jan 7, 2019 AForm 4 →	Jan 9, 9:29 am EST	CAPITAL SENIOR LIVING CORPCSU	Kimberly HermanPresident & CEO, Director	147,239	—	—	147,239	—
Jan 8, 2019 AForm 4 →	Jan 9, 9:45 am EST	TOMI Environmental Solutions, Inc.TOMZ	Elissa Jessica ShaneChief Operating Officer	250,000	—	—	350,000	—
Jan 8, 2019 MForm 4 →	Jan 9, 10:51 am EST	OCEAN BIO CHEM INCOBCI	John B TurnerDirector	10,000	—	—	0	—
Jan 8, 2019 MForm 4 →	Jan 9, 10:52 am EST	OCEAN BIO CHEM INCOBCI	James M KolischDirector	10,000	—	—	0	—
May 7, 2018 AForm 4/A →	Jan 9, 2019, 11:49 am EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	125,000	—	—	11,071,429	—
Sep 30, 2018 AForm 4/A →	Jan 9, 2019, 11:52 am EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	4,041,667	—	—	15,113,096	—
Dec 4, 2018 AXForm 4/A →	Jan 9, 2019, 11:53 am EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	933,334	—	—	10,946,430	—
Dec 14, 2018 AForm 4/A →	Jan 9, 2019, 11:54 am EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	833,334	—	—	11,779,764	—
Dec 28, 2018 XForm 4 →	Jan 9, 2019, 11:54 am EST	Mobiquity Technologies, Inc.MOBQ	Thomas M ArnostExecutive Chairman, Director, 10% Owner	125,000	—	—	8,208,335	—	late
Jan 8, 2019 MForm 4 →	Jan 9, 1:16 pm EST	UNIFIRST CORPUNF	Thomas PostekDirector	2,500	—	—	0	—
Jan 8, 2019 MForm 4 →	Jan 9, 1:17 pm EST	UNIFIRST CORPUNF	Phillip L CohenDirector	2,500	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 9, 1:26 pm EST	R F INDUSTRIES LTDRFIL	Marvin FinkDirector	4,616	—	—	0	—
Jan 7, 2019 DForm 4 →	Jan 9, 1:42 pm EST	BLACK BOX CORPBBOX	Ronald BassoEVP, GC & Secretary	489,740	—	—	0	—
Jan 7, 2019 DForm 4 →	Jan 9, 1:43 pm EST	BLACK BOX CORPBBOX	Cynthia Jane ComparinDirector	30,000	—	—	0	—
Jan 7, 2019 DForm 4 →	Jan 9, 1:44 pm EST	BLACK BOX CORPBBOX	Richard L CrouchDirector	30,000	—	—	0	—
Jan 7, 2019 DForm 4 →	Jan 9, 1:45 pm EST	BLACK BOX CORPBBOX	Richard C EliasDirector	30,000	—	—	0	—
Jan 7, 2019 DForm 4 →	Jan 9, 1:46 pm EST	BLACK BOX CORPBBOX	Thomas G GreigDirector	30,000	—	—	0	—
Jan 7, 2019 DForm 4 →	Jan 9, 1:47 pm EST	BLACK BOX CORPBBOX	John S HellerDirector	30,000	—	—	0	—
Jan 7, 2019 DForm 4 →	Jan 9, 1:48 pm EST	BLACK BOX CORPBBOX	David J RussoEVP, CFO & Treasurer	336,450	—	—	0	—
Jan 7, 2019 DForm 4 →	Jan 9, 1:49 pm EST	BLACK BOX CORPBBOX	Joel T. TrammellPresident and CEO, Director	474,740	—	—	0	—
Jan 8, 2019 XForm 4 →	Jan 9, 2:38 pm EST	AMERICAN RIVER BANKSHARESAMRB	Charles D FiteDirector	2,785	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 9, 2:55 pm EST	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	3,000	—	—	89,000	—
Jan 4, 2019 MForm 4 →	Jan 9, 3:17 pm EST	ROCKY BRANDS, INC.RCKY	Jason BrooksPresident and CEO	750	—	—	750	—	late
Jan 4, 2019 MForm 4 →	Jan 9, 3:17 pm EST	ROCKY BRANDS, INC.RCKY	Richard SimmsPresident of Operations	750	—	—	750	—	late
Jan 4, 2019 MForm 4 →	Jan 9, 3:17 pm EST	ROCKY BRANDS, INC.RCKY	Byron WorthamPresident, Core Brands	250	—	—	250	—	late
Jan 9, 2019 AForm 4 →	Jan 9, 3:43 pm EST	HomeStreet, Inc.HMST	George KirkDirector	1,168	—	—	2,658	—
Jan 9, 2019 AForm 4 →	Jan 9, 3:46 pm EST	HomeStreet, Inc.HMST	David A EdererDirector	981	—	—	2,697	—
Jan 9, 2019 AForm 4 →	Jan 9, 3:48 pm EST	HomeStreet, Inc.HMST	Don VossDirector	545	—	—	1,329	—
Jan 9, 2019 AForm 4 →	Jan 9, 3:50 pm EST	HomeStreet, Inc.HMST	Victor H IndiekDirector	350	—	—	957	—
Jan 8, 2019 MForm 4 →	Jan 9, 3:52 pm EST	NATURAL GAS SERVICES GROUP INCNGS	John ChisholmDirector	2,500	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.