SEC Form 4 · accession 0001179110-19-000610
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Rabinowitz
Officer — Executive Chairman · Director
Period of report
Jan 8, 2019
Accepted (ET)
Jan 9, 2019 · 6:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2019 | M | 324,205 | $1.141 | A | 936,549 | D | |
| Common Stock | Jan 8, 2019 | M | 341,032 | $0.5542 | A | 1,277,581 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.141 | Jan 8, 2019 | M | 324,205 | D | — | Sep 19, 2022 | Common Stock | 324,205 | 0 | D |
| Stock Option (Right to Buy)F2 | $0.5542 | Jan 8, 2019 | M | 341,032 | D | — | May 18, 2021 | Common Stock | 341,032 | 0 | D |
Explanation of responses
- F1The option, representing a right to purchase a total of 342,205 shares, became fully exercisable on July 8, 2015.
- F2The option, representing a right to purchase a total of 341,032 shares, became fully exercisable on May 19, 2015.