SEC Form 4 · accession 0001384860-19-000001
QNB CORP. · QNBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale A Westwood
Officer — EVP/Chief Retail Officer
Period of report
Jan 8, 2019
Accepted (ET)
Jan 9, 2019 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000750558
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 2, 2018 | P | 17 | $42.42 | A | 4,157 | D | |
| Common Stock | May 31, 2018 | P | 41 | $39.60 | A | 4,198 | D | |
| Common Stock | Jun 29, 2018 | P | 14 | $44.36 | A | 4,212 | D | |
| Common Stock | Sep 28, 2018 | P | 14 | $43.99 | A | 4,225 | D | |
| Common Stock | Nov 30, 2018 | P | 41 | $39.47 | A | 4,266 | D | |
| Common Stock | Dec 28, 2018 | P | 16 | $38.29 | A | 4,283 | D | |
| Common Stock | Jan 8, 2019 | M | 2,875 | $25.16 | A | 7,158 | D | |
| Common Stock | Jan 8, 2019 | F | 1,971 | $36.70 | D | 5,187 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $25.16 | Jan 8, 2019 | M | 2,875 | D | Jan 28, 2017 | Jan 28, 2019 | Common Stock | 2,875 | 0 | D |
| Common Stock (Right to Buy) | $29.25 | holding | — | — | — | Jan 29, 2018 | Jan 29, 2020 | Common Stock | 3,150 | 3,150 | D |
| Common Stcok (Right to Buy) | $30.40 | holding | — | — | — | Feb 15, 2019 | Feb 15, 2021 | Common Stock | 3,500 | 3,500 | D |
| Common Stock (Right to Buy) | $37.60 | holding | — | — | — | Feb 15, 2020 | Feb 15, 2022 | Common Stock | 3,400 | 3,400 | D |
| Common Stock (Right to Buy) | $43.60 | holding | — | — | — | Feb 20, 2021 | Feb 20, 2023 | Common Stock | 3,375 | 3,375 | D |
Explanation of responses
- F1Dividend Reinvestment Plan Acquisition
- F2Employee Stock Purchase Plan Acquisition