SEC Form 4 · accession 0001567619-19-000794
Kearny Financial Corp. · KRNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas DeMedici
Officer — EVP and CCO
Period of report
Jan 7, 2019
Accepted (ET)
Jan 8, 2019 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001617242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 7, 2019 | A | 25,000 | $0.00 | A | 48,036 | D | |
| Common StockF7 | holding | — | — | — | 12,718 | I | By 401(k) | |
| Common StockF7 | holding | — | — | — | 12,700 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $13.38 | Jan 7, 2019 | A | 50,000 | A | Jan 7, 2020 | Jan 7, 2029 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionsF5 | $10.7143 | holding | — | — | — | Apr 1, 2015 | Apr 1, 2024 | Common Stock | 34,510 | 34,510 | D |
| Stock OptionsF6 | $15.35 | holding | — | — | — | Dec 1, 2017 | Dec 1, 2026 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% per year commencing on January 7, 2020.
- F2Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017.
- F3Includes shares of restricted stock which vest at a rate of 20% per year commencing on April 1, 2015.
- F4Stock options vest at a rate of 20% per year commencing on January 7, 2020.
- F5Stock options vest at a rate of 20% per year commencing on April 1, 2015.
- F6Stock options vest at a rate of 20% per year commencing on December 1, 2017.
- F7Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.