SEC Form 4 · accession 0001225208-19-000725
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Bailey
Officer — Corporate VP, Controller
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2019 | M | 1,215 | $0.00 | A | 1,215 | D | |
| Common Stock | Jan 4, 2019 | F | 353 | $107.02 | D | 862 | D | |
| Common Stock | holding | — | — | — | 4,241 | I | By Savings Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units RSUF1,F2 | — | Jan 4, 2019 | M | 1,215 | D | Jan 4, 2019 | Jan 3, 2026 | Common Stock | 1,215 | 0 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock.
- F2The reporting person's Form 3 that was filed on September 21, 2016 incorrectly reported that the expiration date for these RSUs was January 3, 2026. These RSUs do not have an expiration date. Instead, they vested on January 4, 2019, the third anniversary of the grant date and converted into UTC common stock.