SEC Form 4 · accession 0001209191-19-002764
Mellanox Technologies, Ltd. · MLNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenda Dorchak
Director
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001356104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jan 4, 2019 | M | 4,000 | $13.66 | A | 25,900 | D | |
| Ordinary SharesF1 | Jan 4, 2019 | S | 4,000 | $85.00 | D | 21,900 | D | |
| Ordinary SharesF1 | Jan 4, 2019 | M | 1,142 | $13.66 | A | 23,042 | D | |
| Ordinary SharesF1 | Jan 4, 2019 | S | 576 | $85.00 | D | 22,466 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F4 | $13.66 | Jan 4, 2019 | M | 5,142 | A | — | Jul 20, 2019 | Ordinary Shares | 5,142 | 4,000 | D |
Explanation of responses
- F1Includes 2,100 unvested Restricted Share Units (RSU's). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU.
- F2The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F3Represents ordinary shares sold to cover the reporting person's tax liability in connection with the exercise on January 4, 2019 of a fully vested option to purchase shares that was due to expire on July 20, 2019.
- F4The ordinary shares subject to this option are fully vested and exercisable.