SEC Form 4 · accession 0001749375-19-000002
PCB BANCORP · PCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sang Young Lee
Director
Period of report
Jan 8, 2019
Accepted (ET)
Jan 8, 2019 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2019 | M | 2,281 | $3.38 | A | 11,851 | D | |
| Common Stock | Jan 8, 2019 | M | 1,245 | $4.51 | A | 13,096 | D | |
| Common Stock | Jan 8, 2019 | M | 9,680 | $10.33 | A | 22,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $3.38 | Jan 8, 2019 | M | 2,281 | D | Feb 23, 2017 | Feb 23, 2022 | Common Stock | 2,281 | 0 | D |
| Stock option (right to buy) | $4.51 | Jan 8, 2019 | M | 1,245 | D | Mar 29, 2018 | Mar 29, 2023 | Common Stock | 1,245 | 0 | D |
| Stock option (right to buy)F1 | $10.33 | Jan 8, 2019 | M | 9,680 | D | — | Oct 28, 2025 | Common Stock | 9,680 | 9,680 | D |
Explanation of responses
- F1These options vest in five equal annual installments beginning one year after the 10/28/2015 date of grant.