SEC Form 4 · accession 0001084869-19-000001
1 800 FLOWERS COM INC · FLWS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G McCann
Officer — CEO and President · Director · 10% Owner
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 4, 2019 | M | 12,500 | $1.79 | A | 943,328 | D | |
| Class A Common StockF1 | Jan 4, 2019 | S | 12,500 | $12.40 | D | 930,828 | D | |
| Class A Common Stock | Jan 7, 2019 | M | 12,500 | $1.79 | A | 943,328 | D | |
| Class A Common StockF2 | Jan 7, 2019 | S | 12,500 | $12.61 | D | 930,828 | D | |
| Class A Common StockF3 | holding | — | — | — | 98,853 | I | I | |
| Class A Common StockF3 | holding | — | — | — | 263,881 | I | I | |
| Class A Common StockF3 | holding | — | — | — | 278,000 | I | I | |
| Class A Common StockF4 | holding | — | — | — | 110 | I | I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6,F5 | $1.79 | Jan 4, 2019 | M | 12,500 | D | — | Oct 26, 2020 | Class A Common Stock | 12,500 | 642,500 | D |
| Stock Option (Right to Buy)F5 | $1.79 | Jan 7, 2019 | M | 12,500 | D | — | Oct 26, 2020 | Class A Common Stock | 12,500 | 630,000 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The shares were disposed of in multiple transactions ranging from $12.13 to $12.55 inclusive. The Reporting Person undertakes to provide to 1-800-Flowers.com, Inc. or the Staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The price in Column 4 is a weighted average price. The shares were disposed of in multiple transactions ranging from $12.35 to $12.89 inclusive. The Reporting Person undertakes to provide to 1-800-Flowers.com, Inc. or the Staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Shares held by a Grantor Retained Annuity Trust of which Reporting Person is the Trustee.
- F4Shares held by Reporting Person as custodian for his son.
- F5The options were granted on 10/26/10 and vested ratably over 8 years.
- F6This number reflects a correction to the number of derivative securities beneficially owned following reported transactions that was inadvertently reported in prior Form 4s filed by the reporting person beginning on March 19, 2018. The number should have been 110,000 higher in the prior forms.