SEC Form 4/A · accession 0001683168-19-000043
Mobiquity Technologies, Inc. · MOBQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas M Arnost
Officer — Executive Chairman · Director · 10% Owner
Period of report
Dec 4, 2018
Accepted (ET)
Jan 9, 2019 · 11:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001084267
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 4, 2018 | G | 800,000 | — | D | 44,522,207 | D | |
| Common StockF1 | Dec 4, 2018 | X | 8,555,150 | $0.02 | A | 53,077,357 | D | |
| Common Stock | Dec 5, 2018 | A | 1,666,667 | $0.06 | A | 54,744,024 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible NotesF1,F3 | $0.02 | Dec 4, 2018 | X | 100,000 | D | Aug 4, 2017 | — | Common stock | 5,000,000 | 10,113,096 | D |
| WarrantsF1 | $0.12 | Dec 5, 2018 | A | 833,334 | A | Dec 5, 2018 | Sep 30, 2023 | Common stock | 833,334 | 10,946,430 | D |
Explanation of responses
- F1Includes principal and interest.
- F2Not applicable.
- F3Excludes 3,555,150 shares paid in lieu of interest.