SEC Form 4 · accession 0000897101-19-000016
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stephen Gorder
Officer — President and CEO · Director
Period of report
Jan 5, 2019
Accepted (ET)
Jan 8, 2019 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Jan 5, 2019 | M | 4,000 | — | A | 260,312 | D | |
| Common Stock | Jan 5, 2019 | F | 1,436 | $26.61 | D | 258,876 | D | |
| Common StockF4 | holding | — | — | — | 5,000 | I | Indirect by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 5, 2019 | M | 4,000 | D | — | — | Common Stock | 4,000 | 8,000 | D |
Explanation of responses
- F1Represents the number of shares currently beneficially owned by the Reporting Person after the vesting of Restricted Stock Units reported in this Form 4 Report.
- F2Each Restricted Stock Unit converts into one share of common stock of the Company.
- F3On January 5, 2018, the Reporting Person was granted 12,000 Restricted Stock Units, vesting in three equal annual installments beginning one year from the date of grant or earlier upon the death, disability or retirement of the recipient or a change in control of the Company (as provided in the 2015 Equity Incentive Plan). Unvested Restricted Stock Units generally will terminate upon any other termination of employment.
- F4Represents shares owned by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these shares.