SEC Form 4 · accession 0001615774-19-000362
Boxwood Merger Corp. · BWMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Boxwood Sponsor LLC
10% Owner
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001751143
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class F Common StockF1 | — | Jan 4, 2019 | J | 750,000 | D | — | — | Class A Common Stock | 750,000 | 4,925,000 | D |
Explanation of responses
- F1The shares of Class F common stock have no expiration date and will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-228018) (the "Registration Statement").
- F2750,000 shares of Class F common stock were forfeited to the Issuer at no cost in connection with the expiration of the underwriters' over-allotment option, as described in the Registration Statement.