SEC Form 4 · accession 0001357400-19-000035
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Jan 5, 2019
Accepted (ET)
Jan 8, 2019 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2019 | M | 2,846 | $0.00 | A | 15,360 | D | |
| Common StockF2 | Jan 5, 2019 | F | 1,271 | $28.32 | D | 14,089 | D | |
| Common Stock | holding | — | — | — | 5,958 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 12,244 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF3,F4,F1 | $0.00 | Jan 5, 2019 | M | 2,846 | D | — | — | Common Stock | 2,846 | 50,532 | D |
Explanation of responses
- F1Vesting on 01/05/2019 of restricted stock units under employer plan. Vesting occurs ratably over three years.
- F2Shares withheld to cover required tax withholding on vesting of restricted stock as of 01/05/2019.
- F3With tandem tax withholding right.
- F4One share of Apache common stock for each restricted stock unit.