SEC Form 4 · accession 0001127602-19-001656
WILLIAMS SONOMA INC · WSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Bellos
Officer — PRESIDENT WEST ELM BRAND
Period of report
Jan 6, 2019
Accepted (ET)
Jan 8, 2019 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 6, 2019 | M | 2,535 | $0.00 | A | 5,887 | D | |
| Common StockF1 | Jan 6, 2019 | F | 1,104 | $50.56 | D | 4,783 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Jan 6, 2019 | M | 2,535 | D | — | — | Common Stock | 2,535 | 5,071 | D |
Explanation of responses
- F1Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
- F2Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
- F3The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020 and 2021.
- F4The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.