SEC Form 4 · accession 0000927089-19-000029

SOUTHERN MISSOURI BANCORP, INC. · SMBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Jan 4, 2019

Accepted (ET)

Jan 8, 2019 · 4:50 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000916907

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F5	Jan 4, 2019	A	1,200	$0.00	A	207,433	D
Common Stock^F2	holding	—	—		—	41,036	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$34.35	Jan 4, 2019	A	3,500	A	—	Jan 4, 2029	Common Stock	3,500	3,500	D
Stock Option (Right to Buy)^F3	$37.31	holding	—	—	—	—	Jan 16, 2028	Common Stock	3,500	3,500	D

F1The shares are scheduled to vest over a five-year period beginning February 9, 2020, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.
F2Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
F3The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/2019. Each remaining installment vests annually thereafter.
F4The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/2020. Each remaining installment vests annually thereafter.
F5Reporting person no longer reports as beneficially owned any securities owned by his ex-wife.