SEC Form 4 · accession 0001225208-19-000724
RTX Corp · RTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Whitehouse
Officer — Corp VP, Treasurer
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2019 | M | 1,055 | $0.00 | A | 6,454 | D | |
| Common Stock | Jan 4, 2019 | F | 388 | $107.02 | D | 6,066 | D | |
| Common Stock | holding | — | — | — | 402 | I | By Savings Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 1/4/16F1,F2 | — | Jan 4, 2019 | M | 1,055 | D | — | — | Common Stock | 1,055 | 0 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock.
- F2On January 4, 2016, the reporting person was granted 1,055 RSUs, which vested on January 4, 2019, the third anniversary of the grant date.