SEC Form 4 · accession 0001174947-19-000017
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Carl Helmetag
Director
Period of report
Jan 9, 2019
Accepted (ET)
Jan 9, 2019 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | Jan 9, 2019 | M | 1,400 | $17.09 | A | 19,969 | D | |
| Common Stock - $.33 1/3 par valueF1 | holding | — | — | — | 1,504 | I | see note |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.09 | Jan 9, 2019 | M | 1,400 | D | Feb 20, 2011 | Feb 20, 2019 | Common Stock | 1,400 | 13,600 | D |
Explanation of responses
- F1SEP IRA