SEC Form 4 · accession 0001209191-19-002846
SUNPOWER CORP · SPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vidul Prakash
Officer — Principal Accounting Officer
Period of report
Jan 5, 2019
Accepted (ET)
Jan 8, 2019 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2019 | M | 10,000 | $0.00 | A | 10,000 | D | |
| Common Stock | Jan 5, 2019 | F | 4,088 | $5.32 | D | 5,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2 | — | Jan 5, 2019 | M | 10,000 | D | — | — | Common Stock | 10,000 | 20,000 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
- F2The remaining RSUs shall vest in equal installments on January 5, 2020 and January 5, 2021.