Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 30, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

161 filings · trading day Nov 30, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 29, 2018 MForm 4 →	Nov 30, 10:37 am EST	WEYCO GROUP INCWEYS	Tina M ChangDirector	11,075	$26.79	$296,666	2,800	—
Nov 28, 2018 MForm 4 →	Nov 29, 4:31 pm EST	VENTAS INCVTR	James D SheltonDirector	5,940	$28.26	$167,864	17,820	—
Nov 28, 2018 CForm 4 →	Nov 30, 12:04 pm EST	SIMULATIONS PLUS INCSLP	David L. RalphDirector	16,000	$5.96	$95,390	0	—
Nov 29, 2018 MForm 4 →	Nov 30, 11:20 am EST	FIRST OF LONG ISLAND CORPFLIC	Walter C Teagle IIIDirector	7,691	$9.96	$76,639	0	—
Nov 28, 2018 MForm 4 →	Nov 29, 4:00 pm EST	FRANKLIN ELECTRIC CO INCFELE	John J HainesVice President and CFO	5,000	$14.41	$72,050	18,600	—
Nov 29, 2018 MForm 4 →	Nov 30, 1:40 pm EST	GUARANTY FEDERAL BANCSHARES INCGFED	James L Sivils IIIDirector	5,000	$5.19	$25,950	0	—
Nov 28, 2018 AForm 4 →	Nov 30, 12:15 pm EST	KENNAMETAL INCKMT	Timothy R McLevishDirector	607	$41.17	$25,000	30,527	—
Nov 28, 2018 AForm 4 →	Nov 30, 12:31 pm EST	KENNAMETAL INCKMT	Lawrence W StranghoenerDirector	562	$41.17	$23,125	62,512	—
Oct 23, 2018 AJForm 4 →	Nov 29, 4:00 pm EST	MCCORMICK & CO INCMKC	Lawrence Erik KurziusChairman, President & CEO, Director	42,113	$141.03	$7,338	42,061	—	late
Nov 27, 2018 AForm 4 →	Nov 29, 4:03 pm EST	MCCORMICK & CO INCMKC	Lisa ManzoneSr. VP Global Human Relations	7,022	$147.12	$1,558	7,011	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:01 pm EST	MCCORMICK & CO INCMKC	Brendan M FoleyPresident Global Consumer	9	$147.12	$1,346	741	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:01 pm EST	MCCORMICK & CO INCMKC	Christina M McMullenVice President & Controller	4	$147.12	$564	116	—
Nov 28, 2018 MForm 4 →	Nov 29, 4:01 pm EST	SpartanNash CoSPTN	David M StaplesPresident and CEO, Director	13,800	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 29, 4:04 pm EST	AMERISOURCEBERGEN CORPABC	Lazarus KrikorianSenior Vice President	20,276	—	—	0	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:05 pm EST	Marker Therapeutics, Inc.MRKR	Anthony H. KimChief Financial Officer	400,000	—	—	400,000	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:05 pm EST	SURMODICS INCSRDX	Timothy J. ArensInterim VP, Finance, and CFO	10,653	—	—	10,653	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:07 pm EST	SURMODICS INCSRDX	Thomas A. GreaneyCOO of Medical Devices	12,292	—	—	12,292	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:09 pm EST	SURMODICS INCSRDX	Gary R MaharajPresident & CEO, Director	45,073	—	—	45,073	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:10 pm EST	SURMODICS INCSRDX	Charles W OlsonSenior VP of Bus Dev, Med Dev	10,653	—	—	10,653	—
Nov 27, 2018 MForm 4 →	Nov 29, 4:12 pm EST	Cboe Global Markets, Inc.CBOE	Christopher A IsaacsonExecutive VP, CIO	8,719	—	—	30,000	—
Nov 27, 2018 MForm 4 →	Nov 29, 4:16 pm EST	UNIVERSAL INSURANCE HOLDINGS, INC.UVE	Kimberly D CamposCIO & CAO, Director	14,333	—	—	10,667	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:16 pm EST	SURMODICS INCSRDX	Bryan K PhillipsSVP, Gen Counsel & Secretary	12,292	—	—	12,292	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:19 pm EST	SURMODICS INCSRDX	Teri Woodwick SidesSenior VP and CMO	17,755	—	—	12,292	—
Nov 27, 2019 AForm 4 →	Nov 29, 2018, 4:21 pm EST	SURMODICS INCSRDX	Joseph J. StichVP and GM, IVD	12,292	—	—	12,292	—
Nov 27, 2018 MForm 4 →	Nov 29, 4:23 pm EST	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Robert J. FolkesChief Operating Officer	23,190	—	—	30,000	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:23 pm EST	SURMODICS INCSRDX	Gregg S SuttonVP of Research and Development	12,292	—	—	12,292	—
Nov 28, 2018 MForm 4 →	Nov 29, 4:29 pm EST	HERITAGE COMMERCE CORPHTBK	Jack W ConnerDirector	1,767	—	—	0	—
Nov 28, 2018 CForm 4 →	Nov 29, 4:29 pm EST	FIRST DATA CORPFDC	Gustavo MarinSee remarks	229,362	—	—	0	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:30 pm EST	NETWORK 1 TECHNOLOGIES INCNTIP-NYSE	David C KahnChief Financial Officer, Director	40,000	—	—	40,000	—
Nov 28, 2018 MForm 4 →	Nov 29, 4:30 pm EST	AMERICAN TOWER CORP /MA/AMT	Olivier PuechEVP & President, LatAm & EMEA	10,747	—	—	16,312	—
Nov 28, 2018 MForm 4 →	Nov 29, 4:32 pm EST	ARROW ELECTRONICS INCARW	Mary Catherine MorrisChief Strategy Officer	13,016	—	—	9,476	—
Nov 27, 2018 MForm 4 →	Nov 29, 4:34 pm EST	PHOTRONICS INCPLAB	Mitchell G TysonDirector	1,200	—	—	13,800	—
Nov 27, 2018 MForm 4 →	Nov 29, 4:35 pm EST	WEC ENERGY GROUP, INC.WEC	Joseph Kevin FletcherPresident-WEC Energy Group	72,455	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 29, 4:41 pm EST	DAKTRONICS INC /SD/DAKT	Sheila Mae AndersonCFO & Treasurer	3,500	—	—	63,065	—	amended
Nov 27, 2018 MForm 4 →	Nov 29, 4:41 pm EST	Emergent BioSolutions Inc.EBS	Sue BaileyDirector	17,717	—	—	0	—
Sep 25, 2018 MForm 4/A →	Nov 29, 4:47 pm EST	Capital Bancorp IncCBNK	Nick BryanExecutive V.P., CMO, and GM	13,000	—	—	0	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:47 pm EST	Versum Materials, Inc.VSM	John G LanganSVP, Chief Technology Officer	18	—	—	3,380	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:48 pm EST	Versum Materials, Inc.VSM	George G BittoEVP and CFO	46	—	—	8,464	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:49 pm EST	Versum Materials, Inc.VSM	Jessica D Feather-BowmanVP, Controller and PAO	6	—	—	973	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:50 pm EST	Versum Materials, Inc.VSM	John Jeffrey WhiteSVP, Delivery Sys and Services	18	—	—	3,380	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:50 pm EST	Versum Materials, Inc.VSM	Edward C ShoberSVP, Materials	22	—	—	5,071	—
Nov 28, 2018 MForm 4 →	Nov 29, 4:51 pm EST	UNITEDHEALTH GROUP INCUNH	Gail R WilenskyDirector	5,880	—	—	0	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:52 pm EST	Versum Materials, Inc.VSM	Guillermo NovoPresident and CEO, Director	129	—	—	21,113	—
Nov 27, 2018 AForm 4 →	Nov 29, 4:52 pm EST	Versum Materials, Inc.VSM	Michael W ValenteSVP, GC and Secretary	31	—	—	5,071	—
Nov 27, 2018 MForm 4 →	Nov 29, 5:02 pm EST	Tabula Rasa HealthCare, Inc.TRHC	Orsula V KnowltonPresident, Director	18,040	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 29, 5:02 pm EST	IDEXX LABORATORIES INC /DEIDXX	Rebecca M HendersonDirector	7,504	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 29, 5:02 pm EST	Tabula Rasa HealthCare, Inc.TRHC	Calvin H KnowltonChief Executive Officer, Director	18,040	—	—	0	—
Nov 28, 2018 AForm 4 →	Nov 29, 5:14 pm EST	ZILLOW GROUP, INC.Z AND ZG	Allen ParkerChief Financial Officer	374,334	—	—	374,334	—
Nov 27, 2018 MForm 4 →	Nov 29, 5:25 pm EST	Rimini Street, Inc.RMNI	Kevin MaddockSVP, Global Sales - Recurring	106,258	—	—	14,493	—
Nov 12, 2018 AForm 4/A →	Nov 29, 5:29 pm EST	Equitrans Midstream CorpETRN	David L PorgesDirector	299,180	—	—	61,910	—	amended
Nov 12, 2018 AForm 4/A →	Nov 29, 5:29 pm EST	Equitrans Midstream CorpETRN	Charlene PetrelliSr VP & Chief Admin Officer	67,133	—	—	12,667	—	amended
Nov 27, 2018 MForm 4 →	Nov 29, 5:30 pm EST	Live Nation Entertainment, Inc.LYV	Joe BerchtoldPresident	15,000	—	—	300,000	—
Nov 27, 2018 MForm 4 →	Nov 29, 5:30 pm EST	Live Nation Entertainment, Inc.LYV	Michael RapinoPresident & CEO, Director	35,000	—	—	700,000	—
Nov 27, 2018 AForm 4 →	Nov 29, 5:31 pm EST	Hancock Jaffe Laboratories, Inc.HJLI	Sanjay ShrivastavaDirector	60,000	—	—	60,000	—
Nov 27, 2018 AForm 4 →	Nov 29, 5:31 pm EST	Hancock Jaffe Laboratories, Inc.HJLI	Marcus W. RobinsDirector	60,000	—	—	60,000	—
Nov 26, 2018 MForm 4 →	Nov 29, 5:34 pm EST	Molecular Templates, Inc.MTEM	Eric E PomaSee Remarks, Director	239,896	—	—	3,563	—	late
Nov 27, 2018 AForm 4 →	Nov 29, 5:38 pm EST	Casa Systems IncCASA	Michael T HayashiDirector	20,256	—	—	20,256	—
Nov 27, 2018 AForm 4 →	Nov 29, 5:46 pm EST	Atkore International Group Inc.ATKR	Kevin P FitzpatrickVP, Global Human Resources	10,417	—	—	10,417	—
Nov 27, 2018 AForm 4 →	Nov 29, 5:54 pm EST	Atkore International Group Inc.ATKR	Daniel S KellyVP, General Counsel and Sec.	13,393	—	—	13,393	—
Nov 27, 2018 AForm 4 →	Nov 29, 5:55 pm EST	Atkore International Group Inc.ATKR	David Paul JohnsonVice President and CFO	14,881	—	—	14,881	—
Nov 27, 2018 AForm 4 →	Nov 29, 5:55 pm EST	Atkore International Group Inc.ATKR	Michael J SchulteGroup President, MP&S	19,345	—	—	19,345	—
Nov 27, 2018 AForm 4 →	Nov 29, 5:56 pm EST	AMTECH SYSTEMS INCASYS	Jong S WhangExecutive Chairman, Director	25,000	—	—	25,000	—
Nov 27, 2018 AForm 4 →	Nov 29, 5:56 pm EST	Atkore International Group Inc.ATKR	Peter J LarivierePresident, Cable Solutions	15,327	—	—	15,327	—
Nov 27, 2018 AForm 4 →	Nov 29, 5:57 pm EST	AMTECH SYSTEMS INCASYS	Robert T HassCFO	17,500	—	—	17,500	—
Nov 27, 2018 AForm 4 →	Nov 29, 5:59 pm EST	AMTECH SYSTEMS INCASYS	Michael WhangVice President of Operations	7,500	—	—	7,500	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:00 pm EST	AMTECH SYSTEMS INCASYS	Lisa GibbsVP & Chief Accounting Officer	7,500	—	—	7,500	—
Nov 28, 2018 AForm 4 →	Nov 29, 6:02 pm EST	ROCKWELL MEDICAL, INC.RMTI	Angus W. SmithChief Financial Officer	333,333	—	—	333,333	—
Nov 27, 2018 MForm 4 →	Nov 29, 6:04 pm EST	EURONET WORLDWIDE INCEEFT	Michael J BrownCEO and President of EWI Inc., Director	30,000	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 29, 6:05 pm EST	EURONET WORLDWIDE INCEEFT	Jeffrey B NewmanExec VP and General Counsel	5,000	—	—	5,461	—
Nov 28, 2018 MForm 4 →	Nov 29, 6:05 pm EST	DIGI INTERNATIONAL INCDGII	Ahmed NawazDirector	7,213	—	—	13,300	—
Nov 28, 2018 AForm 4 →	Nov 29, 6:09 pm EST	Evofem Biosciences, Inc.EVFM	Saundra L PelletierChief Executive Officer, Director	—	—	—	284,625	—	amended
Nov 28, 2018 AForm 4 →	Nov 29, 6:10 pm EST	Evofem Biosciences, Inc.EVFM	Kelly CulwellChief Medical Officer	—	—	—	100,000	—	amended
Nov 28, 2018 AForm 4 →	Nov 29, 6:10 pm EST	Evofem Biosciences, Inc.EVFM	Alexander A FitzpatrickGeneral Counsel and Secretary	—	—	—	100,000	—	amended
Nov 27, 2018 AForm 4 →	Nov 29, 6:11 pm EST	MICROSOFT CORPMSFT	Reid HoffmanDirector	758	—	—	6,061	—
Nov 28, 2018 AForm 4 →	Nov 29, 6:11 pm EST	Evofem Biosciences, Inc.EVFM	Justin J. FileChief Financial Officer	—	—	—	103,500	—	amended
Nov 28, 2018 AForm 4 →	Nov 29, 6:11 pm EST	Evofem Biosciences, Inc.EVFM	Russell BarransChief Commercial Officer	—	—	—	100,000	—	amended
Nov 27, 2018 AForm 4 →	Nov 29, 6:19 pm EST	MICROSOFT CORPMSFT	Teri List-StollDirector	793	—	—	15,523	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:22 pm EST	MICROSOFT CORPMSFT	Charles H NoskiDirector	466	—	—	95,220	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:29 pm EST	Digital Realty Trust, L.P.DLR	Laurence A ChapmanDirector	89	—	—	2,432	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:29 pm EST	MICROSOFT CORPMSFT	Sandra E PetersonDirector	758	—	—	13,830	—
Nov 27, 2018 JForm 4 →	Nov 29, 6:29 pm EST	AMCI Acquisition Corp.AMCI	AMCI Sponsor LLC +210% Owner	236,981	—	—	5,108,019	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:31 pm EST	Digital Realty Trust, Inc.DLR	Laurence A ChapmanDirector	89	—	—	2,432	—
Nov 27, 2018 MForm 4 →	Nov 29, 6:33 pm EST	EBAY INCEBAY	Joo Man ParkSVP, APAC	18,283	—	—	0	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:34 pm EST	MICROSOFT CORPMSFT	Penny S PritzkerDirector	758	—	—	3,187	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:36 pm EST	Digital Realty Trust, L.P.DLR	Michael A CokeDirector	89	—	—	2,276	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:43 pm EST	Digital Realty Trust, Inc.DLR	Michael A CokeDirector	89	—	—	2,276	—
Nov 28, 2018 CMForm 4 →	Nov 29, 6:44 pm EST	SMARTSHEET INCSMAR	Kara HamiltonSenior VP of People Operations	7,500	—	—	0	—
Nov 27, 2018 CMForm 4 →	Nov 29, 6:44 pm EST	Facebook IncFB	Sheryl SandbergChief Operating Officer, Director	165,000	—	—	0	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:45 pm EST	MICROSOFT CORPMSFT	John Wendell ThompsonDirector	1,283	—	—	33,073	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:46 pm EST	Digital Realty Trust, L.P.DLR	Kevin KennedyDirector	89	—	—	10,191	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:47 pm EST	MICROSOFT CORPMSFT	Padmasree WarriorDirector	145	—	—	2,659	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:48 pm EST	Digital Realty Trust, Inc.DLR	Kevin KennedyDirector	89	—	—	10,191	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:49 pm EST	Digital Realty Trust, Inc.DLR	Dennis E SingletonDirector	89	—	—	27,761	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:49 pm EST	Digital Realty Trust, L.P.DLR	Dennis E SingletonDirector	89	—	—	27,761	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:56 pm EST	Digital Realty Trust, L.P.DLR	William G LaperchDirector	89	—	—	10,191	—
Nov 27, 2018 AForm 4 →	Nov 29, 6:58 pm EST	Digital Realty Trust, Inc.DLR	William G LaperchDirector	89	—	—	10,191	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:00 pm EST	Digital Realty Trust, L.P.DLR	Afshin MohebbiDirector	89	—	—	3,823	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:02 pm EST	Digital Realty Trust, Inc.DLR	Afshin MohebbiDirector	89	—	—	3,823	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:07 pm EST	Digital Realty Trust, L.P.DLR	Mark R PattersonDirector	89	—	—	3,905	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:09 pm EST	Digital Realty Trust, Inc.DLR	Mark R PattersonDirector	89	—	—	3,905	—
Nov 29, 2018 MForm 4 →	Nov 29, 7:13 pm EST	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	12,936	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:16 pm EST	Digital Realty Trust, L.P.DLR	Mary Hogan PreusseDirector	89	—	—	2,753	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:18 pm EST	Digital Realty Trust, L.P.DLR	John T Roberts Jr.Director	89	—	—	2,276	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:20 pm EST	Digital Realty Trust, Inc.DLR	John T Roberts Jr.Director	89	—	—	2,276	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:22 pm EST	Digital Realty Trust, Inc.DLR	Mary Hogan PreusseDirector	89	—	—	2,753	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:38 pm EST	NEVRO CORPNVRO	Kashif RashidGeneral Counsel	32,500	—	—	32,500	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:39 pm EST	NEVRO CORPNVRO	Doug AlleavitchVP, Quality	16,500	—	—	16,500	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:40 pm EST	NEVRO CORPNVRO	Patrick SchmitzVice President, Operations	16,500	—	—	16,500	—
Nov 27, 2018 AForm 4 →	Nov 29, 7:42 pm EST	NEVRO CORPNVRO	Christofer ChristoforouVP, Research & Development	11,000	—	—	11,000	—
Nov 28, 2018 CForm 4 →	Nov 29, 7:49 pm EST	Goosehead Insurance, Inc.GSHD	Michael C. ColbyPresident and COO	22,000	—	—	1,007,024	—
Nov 27, 2018 AForm 4 →	Nov 29, 8:01 pm EST	WALT DISNEY CO/DIS	Mary Jayne ParkerSr EVP and Chief HR Officer	12,161	—	—	1,608	—
Nov 27, 2018 AForm 4 →	Nov 29, 8:01 pm EST	WALT DISNEY CO/DIS	Christine M McCarthySEVP-Chief Financial Officer	16,359	—	—	2,375	—
Nov 27, 2018 AForm 4 →	Nov 29, 8:02 pm EST	WALT DISNEY CO/DIS	Alan N BravermanSr EVP, General Counsel & Secy	16,766	—	—	2,287	—
Nov 27, 2018 AForm 4 →	Nov 29, 8:02 pm EST	WALT DISNEY CO/DIS	Robert A IgerChairman and CEO, Director	65,896	—	—	65,896	—
Nov 27, 2018 AForm 4 →	Nov 29, 8:03 pm EST	WALT DISNEY CO/DIS	Zenia B. MuchaSEVP Corporate Communications	4,535	—	—	4,535	—
Nov 28, 2018 MForm 4 →	Nov 29, 8:30 pm EST	CRAY INCCRAY	Charles A MorrealeSVP, Field Operations	17,000	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 29, 8:35 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	5,000	—	—	181,254	—
Nov 27, 2018 MForm 4 →	Nov 29, 8:42 pm EST	GILEAD SCIENCES INCGILD	John F MilliganPresident and CEO, Director	280,000	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 29, 9:00 pm EST	TRIO-TECH INTERNATIONALTRT	Victor Hock Ming TingVP AND CFO, Director	—	—	—	—	—
Nov 27, 2018 MForm 4 →	Nov 29, 9:06 pm EST	Malibu Boats, Inc.MBUU	Ritchie L. AndersonChief Operating Officer	2,500	—	—	0	—
Nov 27, 2018 MForm 4 →	Nov 29, 9:22 pm EST	Mueller Water Products, Inc.MWA	Marietta Edmunds ZakasEVP and CFO	38,022	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 29, 9:22 pm EST	Mueller Water Products, Inc.MWA	Hassan AliSVP, Engineering and IT	46,737	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 7:36 am EST	Tabula Rasa HealthCare, Inc.TRHC	Gordon TunstallDirector	10,000	—	—	26,546	—
Nov 28, 2018 MForm 4 →	Nov 30, 8:09 am EST	MONRO, INC.MNRO	Peter J SolomonDirector	30,000	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 30, 8:21 am EST	LCNB CORPLCNB	Matthew Palmer LayerExecutive Vice President	467	—	—	1,866	—
Nov 29, 2018 MForm 4 →	Nov 30, 8:32 am EST	LCNB CORPLCNB	Steve P FosterCheif Executive Officer, Director	3,889	—	—	0	—
Nov 29, 2018 DForm 4 →	Nov 30, 9:28 am EST	Amtrust Financial Services, Inc.AFSI	Barry D ZyskindChairman, President and CEO, Director, 10% Owner	97,455	—	—	0	—
Nov 29, 2018 DForm 4 →	Nov 30, 9:28 am EST	Amtrust Financial Services, Inc.AFSI	Raul RiveraDirector	5,469	—	—	0	—
Nov 29, 2018 DForm 4 →	Nov 30, 9:29 am EST	Amtrust Financial Services, Inc.AFSI	Susan FischDirector	50,845	—	—	0	—
Nov 29, 2018 DForm 4 →	Nov 30, 9:29 am EST	Amtrust Financial Services, Inc.AFSI	Stephen UngarSVP, GC and Secretary	29,929	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 9:31 am EST	Northfield Bancorp, Inc.NFBK	John P Connors Jr.Director	10,000	—	—	57,220	—
Nov 28, 2018 AForm 4 →	Nov 30, 10:24 am EST	SAGA COMMUNICATIONS INCSGA	Edward K ChristianChairman, President & CEO, Director, 10% Owner	36,629	—	—	922,918	—
Nov 30, 2018 GForm 4 →	Nov 30, 10:35 am EST	Sterling Real Estate Trustno symbol	James Wieland10% Owner	681,080	—	—	759,643	—
Nov 28, 2018 MForm 4 →	Nov 30, 11:14 am EST	CODORUS VALLEY BANCORP INCCVLY	Larry J MillerPresident & CEO, Director	3,665	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 11:18 am EST	MONRO, INC.MNRO	Robert E MellorDirector	20,000	—	—	0	—
Nov 30, 2018 MForm 4 →	Nov 30, 11:41 am EST	DESTINATION XL GROUP, INC.DXLG	John E KyeesDirector	75	—	—	0	—
Nov 29, 2018 MForm 4/A →	Nov 30, 11:49 am EST	DAKTRONICS INC /SD/DAKT	Sheila Mae AndersonCFO & Treasurer	3,500	—	—	0	—
Nov 27, 2018 MForm 4/A →	Nov 30, 11:51 am EST	DAKTRONICS INC /SD/DAKT	Reece A KurtenbachChairman, President and CEO, Director	10,500	—	—	0	—
Nov 27, 2018 MForm 4/A →	Nov 30, 11:52 am EST	DAKTRONICS INC /SD/DAKT	Bradley T WiemannExec Vice President	10,500	—	—	0	—
Nov 28, 2018 MForm 4 →	Nov 30, 1:43 pm EST	BLONDER TONGUE LABORATORIES INCBDR	Jeffrey W SmithVice President - Sales	12,500	—	—	25,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:47 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Paul C ReillyChief Executive Officer, Director	12,500	—	—	12,500	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:47 pm EST	RAYMOND JAMES FINANCIAL INCRJF	John C Carson Jr.President	5,000	—	—	5,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:47 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA	3,000	—	—	3,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:47 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Bella Loykhter AllaireExecutive Vice President-RJA	5,000	—	—	5,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:48 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey A DowdleCAO & President, Asset Mgmt.	5,000	—	—	5,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:48 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey P JulienCFO, Executive VP - Fin	5,000	—	—	5,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:48 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Scott A CurtisPresident, PCG	5,000	—	—	5,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:48 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Tashtego S ElwynPresident - RJA	5,000	—	—	5,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:48 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Steven M RaneyPresident & CEO RJBank	5,000	—	—	5,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:48 pm EST	RAYMOND JAMES FINANCIAL INCRJF	James E BunnCo-Pres-GlobEq&Inv Banking-RJA	5,000	—	—	5,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:48 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jonathan N SantelliEVP, Gen Counsel, Secy	5,000	—	—	5,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:48 pm EST	RAYMOND JAMES FINANCIAL INCRJF	George CataneseSVP, Chief Risk Officer	3,000	—	—	3,000	—
Nov 29, 2018 AForm 4 →	Nov 30, 1:48 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jennifer C AckartSVP, Controller	3,000	—	—	3,000	—
Nov 29, 2018 MForm 4 →	Nov 30, 2:53 pm EST	STEPAN COSCL	Robert Victor SloneVP Chief Tech & Sustainability	8,540	—	—	0	—
Nov 29, 2018 MForm 4 →	Nov 30, 3:17 pm EST	NATIONAL HEALTHCARE CORPNHC	Ernest G Burgess IIIDirector	7,500	—	—	0	—
Nov 28, 2018 AForm 4 →	Nov 30, 3:29 pm EST	NORTHRIM BANCORP INCNRIM	Michael A MartinEVP, Gen Counsel & Corp Sec	2,487	—	—	2,487	—
Nov 29, 2018 AForm 4 →	Nov 30, 3:30 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jodi PerryPresident, ICD for RJFS	5,000	—	—	5,000	—
Nov 28, 2018 AForm 4 →	Nov 30, 3:36 pm EST	NORTHRIM BANCORP INCNRIM	Jed W BallardEVP, CFO	2,487	—	—	2,487	—
Nov 29, 2018 AForm 4 →	Nov 30, 3:40 pm EST	RTI SURGICAL, INC.RTIX	Johannes Wynand LouwVice President Finance	12,376	—	—	12,376	—
Nov 28, 2018 MForm 4 →	Nov 30, 3:46 pm EST	AMERICAN EAGLE OUTFITTERS INCAEO	Stacy SiegalEVP and General Counsel	4,624	—	—	0	—
Nov 28, 2018 AForm 4 →	Nov 30, 3:59 pm EST	NORTHRIM BANCORP INCNRIM	Joseph M SchierhornPresident, CEO, and COO, Director	11,192	—	—	11,192	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.