SEC Form 4 · accession 0001179110-18-013292
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Calvin H Knowlton
Officer — Chief Executive Officer · Director
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2018 | M | 9,020 | $6.41 | A | 860,419 | D | |
| Common Stock | Nov 27, 2018 | M | 9,020 | $6.41 | A | 836,371 | I | Held by spouse. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $6.41 | Nov 27, 2018 | M | 9,020 | D | — | Jan 1, 2019 | Common Stock | 9,020 | 0 | D |
| Employee Stock Option (right to buy)F2 | $6.41 | Nov 27, 2018 | M | 9,020 | D | — | Jan 1, 2019 | Common Stock | 9,020 | 0 | I |
Explanation of responses
- F1This stock option represented the right to purchase a total of 36,082 shares of common stock, 27,062 of which were previously exercised. The stock option vested 25% on January 1, 2015 and in equal 1/36th installments each month thereafter.
- F2This stock option represented the right to purchase a total of 36,082 shares of common stock, 27,062 of which were previously exercised. The stock option vested 25% on January 1, 2015 and in equal 1/36th installments each month thereafter.