SEC Form 4 · accession 0001590976-18-000129

MALIBU BOATS, INC. · MBUU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Ritchie L. Anderson

Officer — Chief Operating Officer

Period of report

Nov 27, 2018

Accepted (ET)

Nov 29, 2018 · 9:06 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001590976

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1,F2	Nov 27, 2018	S	6,700	$45.75	D	22,775	D
Class A Common Stock^F2	Nov 27, 2018	M	1,250	$30.87	A	24,025	D
Class A Common Stock^F3,F2	Nov 27, 2018	S	1,250	$45.68	D	22,775	D
Class A Common Stock^F4,F2	Nov 27, 2018	S	2,836	$46.05	D	19,939	D
Class A Common Stock^F2	Nov 27, 2018	M	1,250	$30.87	A	21,189	D
Class A Common Stock^F5,F2	Nov 27, 2018	S	1,250	$46.12	D	19,939	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F6	$30.87	Nov 27, 2018	M	1,250	D	—	Nov 5, 2023	Class A Common Stock	1,250	3,750	D
Employee Stock Option (right to buy)^F7	$30.87	Nov 27, 2018	M	1,250	D	Sep 12, 2018	Nov 5, 2023	Class A Common Stock	1,250	0	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.45, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5).
F2Includes 2,500 shares of restricted stock vesting in two equal installments beginning on November 4, 2019, 1,303 restricted stock units vesting on November 6, 2019, 4,125 shares of restricted stock vesting in three equal installments beginning on November 6, 2019, and 6,000 shares of restricted stock vesting in four equal installments beginning on November 6, 2019. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's Class A Common Stock.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.33, inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.48, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.42, inclusive.
F6The option vests in four equal installments beginning on November 6, 2018. As of the date hereof, an option to purchase 1,250 shares had fully vested and the remaining options to purchase 3,750 shares will vest in three equal annual installments beginning on November 6, 2019.
F7As of the date hereof, a performance-based option to purchase 1,250 shares had fully vested under options granted on November 6, 2017.