SEC Form 4 · accession 0001683168-18-003589
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L. Ralph
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 12:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Nov 28, 2018 | A | 16,000 | — | A | 20,379 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (grant date 8/31/2012)F2 | $4.46 | Nov 28, 2018 | C | 2,000 | D | Nov 28, 2018 | — | Common Stock | 2,000 | 0 | D |
| Stock option (grant date 8/31/2013)F2 | $4.78 | Nov 28, 2018 | C | 4,000 | D | Nov 28, 2018 | — | Common Stock | 4,000 | 0 | D |
| Stock option (grant date 8/31/2014)F2 | $6.72 | Nov 28, 2018 | C | 5,000 | D | Nov 28, 2018 | — | Common Stock | 5,000 | 0 | D |
| Stock option (grant date 8/31/2015)F2 | $6.75 | Nov 28, 2018 | C | 5,000 | D | Nov 28, 2018 | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Shares granted as independent director compensation, issued from the 2007 Stock Option Plan.
- F2Expiration dates from 8/31/2022 through 8/31/2026.
- F3Prices range from $4.46 to $6.75 per share.