SEC Form 4/A · accession 0000915779-18-000109
DAKTRONICS INC /SD/ · DAKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sheila Mae Anderson
Officer — CFO & Treasurer
Period of report
Nov 29, 2018
Accepted (ET)
Nov 30, 2018 · 11:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915779
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2018 | M | 3,500 | $8.29 | A | 17,971 | D | |
| Common Stock | Nov 29, 2018 | S | 3,500 | $8.94 | D | 14,471 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1,F2 | $8.29 | Nov 29, 2018 | M | 3,500 | D | — | Dec 3, 2018 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1Original Form 4 filed on 11/29/2018 reflected an incorrect exercise price of $9.63 and an expiration date of 09/06/2028. The correct price and expiration date were $8.29 and 12/03/2018.
- F2Incentive Stock Options 20% vested each year for a total of five years - vesting schedule 12/04/2009, 12/04/2010, 12/04/2011, 12/04/2012, 12/04/2013.