SEC Form 4 · accession 0000063754-18-000120
MCCORMICK & CO INC · MKC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Manzone
Officer — Sr. VP Global Human Relations
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Voting | holding | — | — | — | 5,945 | D | ||
| Common Stock - Non Voting | holding | — | — | — | 868 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Nov 27, 2018 | A | 11 | A | — | — | Common Stock - Voting | 11 | 771 | I |
| Restricted Stock UnitsF2,F3 | — | Nov 27, 2018 | A | 7,011 | A | — | — | Common Stock - Voting | 7,011 | 7,011 | D |
Explanation of responses
- F1Each share of phantom stock represents the right to receive one share of Common Stock - Voting. Shares of phantom stock are payable in shares of Common Stock - Voting in accordance with the terms of the Non-Qualified Retirement Savings Plan.
- F2Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F3The Restricted Stock Units will vest in thirds on the first, second, and third anniversaries of the grant date beginning November 27, 2019, November 27, 2020 and November 27, 2021.