SEC Form 4 · accession 0001179110-18-013295
DIGI INTERNATIONAL INC · DGII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ahmed Nawaz
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 29, 2018 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854775
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | M | 7,213 | $7.88 | A | 153,777 | D | |
| Common StockF1 | Nov 28, 2018 | S | 7,213 | $11.7407 | D | 146,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $7.88 | Nov 28, 2018 | M | 7,213 | D | — | Jan 27, 2019 | Common Stock | 7,213 | 13,300 | D |
Explanation of responses
- F1Reflects the weighted average price of 7,213 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 28, 2018 with sale prices ranging from $11.74 to $11.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Fully vested.