SEC Form 4 · accession 0001179110-18-013298
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Tunstall
Director
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 7:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2018 | M | 10,000 | $1.56 | A | 19,834 | D | |
| Common Stock | Nov 28, 2018 | S | 10,000 | $70.52 | D | 9,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.56 | Nov 28, 2018 | M | 10,000 | D | — | Mar 21, 2022 | Common Stock | 10,000 | 26,546 | D |
Explanation of responses
- F1The stock option vested 25% on March 21, 2013 and in equal 1/36th installments each month thereafter.