SEC Form 4 · accession 0000720500-18-000046
AMTECH SYSTEMS INC · ASYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jong S Whang
Officer — Executive Chairman · Director
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720500
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. Employee Stock OptionF2,F1 | $5.52 | Nov 27, 2018 | A | 25,000 | A | Nov 27, 2019 | Nov 27, 2028 | Amtech Systems, Inc. $.01 par value common stock | 25,000 | 25,000 | D |
Explanation of responses
- F1One-fourth of the stock option granted vests on each of the first four anniversaries of the grant date.
- F2Price omitted because the transaction is a grant of a stock option.