SEC Form 4 · accession 0000905148-18-000901
UNIVERSAL INSURANCE HOLDINGS, INC. · UVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly D Campos
Officer — CIO & CAO · Director
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2018 | M | 14,333 | $24.58 | A | 14,333 | D | |
| Common Stock | Nov 27, 2018 | F | 9,723 | $42.76 | D | 4,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1,F2 | $24.58 | Nov 27, 2018 | M | 14,333 | D | — | Mar 13, 2020 | Common Stock | 14,333 | 10,667 | D |
Explanation of responses
- F1Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Ms. Campos, effective as of March 13, 2015.
- F2This option vested as follows: (a) 8,333 shares vested on March 13, 2016; (b) 8,333 shares vested on March 13, 2017; and (c) 8,334 shares vested on March 13, 2018.