SEC Form 4 · accession 0001225208-18-016007
AMERICAN EAGLE OUTFITTERS INC · AEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacy Siegal
Officer — EVP and General Counsel
Period of report
Nov 28, 2018
Accepted (ET)
Nov 30, 2018 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | Nov 28, 2018 | M | 4,624 | $0.00 | A | 7,714 | D | |
| Common Stock, without par value | Nov 28, 2018 | F | 1,410 | $21.25 | D | 6,304 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF1 | — | Nov 28, 2018 | M | 53 | D | — | — | Common Stock, without par value | 53 | 173 | D |
| Restricted Stock UnitF2 | — | Nov 28, 2018 | M | 4,571 | D | Nov 28, 2018 | Nov 28, 2018 | Common Stock, without par value | 4,571 | 0 | D |
Explanation of responses
- F1The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of American Eagle Outfitters common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of American Eagle Outfitters common stock.